This Disclosure document is being offered by Class VI Family Office about the investment advisory services we provide. It discloses information about the services that we provide and the way those services are made available to our clients. We are an investment management firm located in Colorado. Class VI Family Office provides business owners, executives, and entrepreneurs with consultative and holistic wealth planning solutions prior to, throughout the process of, and following a significant liquidity event involving privately held business and/or other assets. The firm was established by David Tolson and Chris Younger in 2016. Class VI Investments, LLC is the Managing Member of Class VI Family Office, LLC. Clients can choose to employ Class VI Family Office to design and proactively manage an investment portfolio, customized to the goals, objectives, and risk tolerance of each client. Class VI Family Office encourages clients to go through the wealth planning process to design and manage an investment portfolio that will meet their needs for cash flow, tax-efficiency, and overall allocation. We will offer initial complimentary meetings; however, investment advisory services are initiated only after the client(s) and Class VI Family Office execute a client agreement. Investment and Wealth Management and Supervision Services We offer discretionary and non-discretionary investment management and investment supervisory services for a fee, based on a percentage of the assets under management or on a flat dollar arrangement. These services include investment analysis, allocation of investments, portfolio reports, financial commentaries, and ongoing monitoring of client portfolios. We primarily allocate client assets among various mutual funds, exchange-traded funds (“ETFs”), and individual debt (bonds) and equity securities in accordance with a client’s stated investment objectives. We work with clients to obtain necessary information regarding their financial condition, investment objectives, liquidity requirements, risk tolerance, time horizons, and any restrictions on investing. Clients can place reasonable restrictions on the types of investments that may be purchased in an account, however we retain the right to decline to enter into a management agreement with any clients whose investment requirements are contrary to the firm’s investment strategies. The financial and risk information gathered allows us to determine the portfolio best suited for a client’s investment objective and needs. In performing our services, we shall not be required to verify any information received from the client or from other professionals. We may recommend clients engage the services of other professionals for implementation purposes. Clients have the right to decide whether to engage the services of any such recommended professional. Once we have determined the types of investments to be included in a client portfolio and allocated them, we will provide ongoing portfolio review and management services. This approach requires us to review client portfolios at least quarterly. We tailor our advisory services to meet the needs of our clients and seek to ensure that portfolios are managed in a manner consistent with those needs and objectives. We trade these portfolios and rebalance them as deemed appropriate, based on the combination of our market views and client objectives, using our investment process. If a non-discretionary relationship is in place, we will present the recommendations and only upon client authorization will any action be taken on their behalf. In all cases, clients have a direct and beneficial interest in their securities, rather than an undivided interest in a pool of securities. We do have limited authority to direct the Custodian to deduct our investment advisory fees from client accounts, but only with the appropriate written authorization from the client. Where appropriate, we provide advice about any type of legacy position or other investment held in client portfolios. Clients can engage us to advise on certain investment products that are not maintained at their primary custodian, such as variable life insurance and annuity contracts and assets held in employer sponsored retirement plans and qualified education plans. Clients are advised and are expected to understand that past performance is not a guarantee of future results. Certain market and economic risks may exist that adversely affect an account’s performance. This could result in capital losses in client accounts. Wealth Planning Through the Wealth Planning process, the Class VI Family Office team strives to engage our clients in conversations around the family’s goals, objectives, priorities, vision, and legacy – both for the near term as well as for future generations. With the unique goals and circumstances of each family in mind, the Class VI Family Office team will offer wealth planning ideas and strategies to address the client’s holistic financial picture, including estate, income tax, charitable, cash flow, wealth transfer and family legacy objectives. Our team partners with our client’s other advisors (CPA, estate attorney, insurance broker, etc.) to ensure a coordinated effort of all parties toward the client’s stated goals. Such services include various reports on specific goals and objectives, general investment and/or planning recommendations, guidance to outside assets, and periodic updates. Our specific services in wealth planning include:
• Review and clarification of client financial goals.
• Assessment of overall financial position including cash flow, balance sheet, investment strategy, risk management, and estate planning.
• Creation of a unique financial plan according to the client’s specific situation, objectives, assets, income, and goals for spending, giving, and wealth transfer.
• Development of a goal-oriented investment plan, with consideration to tax efficiency, asset allocation, expenses, risk, and liquidity across all client accounts (taxable, qualified, trust, etc).
• Ongoing monitoring of financial plan and investment plan to ensure tracking toward goals as circumstances, needs, or objectives may change.
• Assess risk management, asset protection, and insurance needs that may be present for client families.
• Crafting and implementation of, in conjunction with legal and tax counsel, an estate plan to ensure client wishes for beneficiaries in the event of an incapacity or death. Financial Plans are presented by Class VI Family Office and reviewed with clients utilizing an online financial planning software, with paper or electronic copies to be provided as requested by the client. Reviews and updates to the plan will occur and/or be presented based on material changes to circumstances or upon request by the client. Third Party Managers Class VI Family Office IARs assist clients with identifying their risk tolerance and investment objectives. When appropriate, Class VI Family Office may recommend the use of Third-Party Managers (“Managers” or “TPM”) within a client portfolio to meet certain goals previously identified by the client. Class VI Family Office maintains a selected list of high-quality Managers who handle day-to-day management of their portfolios based on an established objective. Managers selected for client investments need to meet several quantitative and qualitative criteria established by the Firm. Among the criteria that may be considered are the Manager’s experience, assets under management, performance record, client retention, the level of client services provided, investment style, buy and sell disciplines, capitalization level, and the general investment process. Following recommendations by Firm IARs, clients will have final authority to select a Manager. The IAR will assist clients in completing appropriate documents to enter into a Third-Party Advisory Program Agreement directly with the Manager. Class VI Family Office IARs shall be available to answer questions the client may have regarding their account and act as the communication conduit between the client and the Manager. Managers may take discretionary authority to determine the securities to be purchased and sold for the client. Information collected by our Firm regarding

Managers is believed to be reliable and accurate, but Class VI Family Office does not necessarily independently review or verify it on all occasions. All performance reporting will be the responsibility of the respective Manager. Such performance reports will be provided directly to the client and Class VI Family Office. The Firm does not audit or verify that these results are calculated on a uniform or consistent basis as provided by a Manager directly to Class VI Family Office, or through the consulting service utilized by the Manager. Third-party managed programs generally have account minimum requirements that will vary among investment advisors. A complete description of the Manager’s services, fee schedules, and account minimums will be disclosed in the Manager’s Form ADV or similar disclosure brochure, which will be provided to clients at the time an agreement for services is executed and account is established. Consulting Services We also provide clients investment advice on a more-limited basis on one or more isolated areas of concern such as estate planning, real estate, retirement planning, or any other specific topic. Additionally, we provide advice on non-securities matters about the rendering of estate planning, insurance, real estate, and/or annuity advice or any other business advisory/consulting services for equity or debt investments in privately held businesses. In these cases, clients will be required to select their own investment managers, custodian, and/or insurance companies for the implementation of consulting recommendations. If client needs include brokerage and/or other financial services, we will recommend the use of one of several investment managers, brokers, banks, custodians, insurance companies, or other financial professionals ("Firms"). Consulting clients must independently evaluate these Firms before opening an account or transacting business and have the right to choose whether to follow the consulting advice, and to effect business through any firm they choose. Disclosure Regarding Rollover Recommendations A client or prospect leaving an employer typically has four options regarding an existing retirement plan (and may engage in a combination of these options): (i) leave the money in the former employer’s plan, if permitted, (ii) roll over the assets to the new employer’s plan, if one is available and rollovers are permitted, (iii) rollover to an Individual Retirement Account (“IRA”), or (iv) cash out the account value (which could, depending upon the client’s age, result in adverse tax consequences). Our Firm may recommend an investor roll over plan assets to an IRA for which our Firm provides investment advisory services. As a result, our Firm and its representatives may earn an asset-based fee. In contrast, a recommendation that a client or prospective client leave their plan assets with their previous employer or roll over the assets to a plan sponsored by a new employer will generally result in no compensation to our Firm. Our Firm therefore has an economic incentive to encourage a client to roll plan assets into an IRA that our Firm will manage, which presents a conflict of interest. To mitigate the conflict of interest, there are various factors that our Firm will consider before recommending a rollover, including but not limited to: (i) the investment options available in the plan versus the investment options available in an IRA, (ii) fees and expenses in the plan versus the fees and expenses in an IRA, (iii) the services and responsiveness of the plan’s investment professionals versus those of our Firm, (iv) protection of assets from creditors and legal judgments, (v) required minimum distributions and age considerations, and (vi) employer stock tax consequences, if any. Rollover recommendations are also reviewed in a best effort to determine that the recommendation to a client was reasonable or that the client has determined to make the rollover after being provided ample information about their options. No client is under any obligation to roll over plan assets to an IRA advised by our Firm or to engage our Firm to monitor and/or advise on the account while maintained with the client's employer. Our Firm’s Chief Compliance Officer remains available to address any questions that a client or prospective client has regarding this disclosure. We are Fiduciaries under the Investment Advisers Act of 1940 and when we provide investment advice to clients regarding retirement plan account or individual retirement account we are also Fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. We have to act in the best interest of clients and not put our interest ahead of theirs. At the same time, the way we make money creates some conflicts with clients’ interests. Related Adviser – Private Fund The Firm’s related Adviser, Class VI Ventures, LLC, is an adviser to a Private Fund. Class VI Ventures, LLC manages the Private Fund based on the particular investment objectives and strategies described in the applicable Client’s (i) confidential offering memorandum or separate account agreement and (ii) governing documents (referred to collectively as “Offering Documents”). The Fund’s focus is primarily making growth capital investments in small to mid- sized companies. The Private Fund is not registered under the Investment Company Act, and their shares or interests, as applicable, are not registered under the Securities Act, and are instead sold to qualified investors who meet certain criteria on a private placement basis. Class VI Ventures Private Fund requires that investors be “accredited investors” as defined under Regulation D under the Securities Act (“Regulation D”). Accordingly, the Class VI Private Fund is not publicly offered in the United States. Our Firm will recommend Private Fund to certain wealth management account clients of Class VI Family Office. Other qualified individuals who may not be employees or advisory clients of Class VI or another Class VI entity, but who have pre-existing business relationships with the Firm or its affiliates or industry expertise in the sector in which a fund may be investing, also may participate alongside other investors. It is important clients refer to the private placement memorandum and Class VI Ventures 2A Brochure for disclosure of applicable risks and the related conflicts. Class VI Family Office’s recommendations of Fund interests are considered principal transactions by the Firm due to the percentage of the Fund owned by Class VI affiliates. Our Firm will prepare a disclosure on principal transactions and consent to be delivered to Family Office clients referred to the Fund. The consent will provide disclosure of all material facts and will conform to the requirements of Section 206(3) of the Advisers Act. The client must sign the consent prior to acceptance of any Commitment or investment in the Fund. Class VI Ventures and Class VI Family Office, its affiliates and their related persons will receive a potential allocation of Carried Interest (discussed in Item 6 of Class VI Ventures Part 2A Brochure and Offering documents) from the Class VI Private Fund. Such compensation provides an incentive for our Firm and its Affiliates to recommend the Class VI Private Fund to our wealth management clients. Class VI Ventures will not charge an investment management fee to Class VI Family Office wealth management clients for the amount invested in the Class VI Private Fund. However, because the Carried Interest charged to the Class VI Private Fund is higher than the investment management fee charged to the Firm’s clients, even with this fee offset there is still an incentive for the Firm to recommend the Class VI Private Fund to Class VI Family Office clients. To mitigate this conflict, the Firm will only recommend an investment in the Class VI Private Fund to clients in keeping with its fiduciary requirements and will make such investment only upon the written approval and consent of the client. Assets As of December 31, 2022, we have a total of $958,632,592 in regulatory assets under our Firm’s management. Discretionary regulatory assets under management total $946,622,263 and regulatory non-discretionary assets under our management total $12,010,329.