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Adviser Profile

As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 5 25.00%
of those in investment advisory functions 3
Registration SEC, Approved, 06/12/1986
AUM* 263,052,034 6.94%
of that, discretionary 263,052,034 6.94%
Private Fund GAV* 2,500,000
Avg Account Size 730,700 11.10%
% High Net Worth 97.18% -2.82%
SMA’s Yes
Private Funds 1
Contact Info 317 xxxxxxx
Websites

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
304M 261M 217M 174M 130M 87M 43M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$2,500,000

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED CL A $ Position$8,816 % Position4.00% $ Change6.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$8,930 % Position4.00% $ Change13.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP COM $ Position$7,063 % Position3.00% $ Change-3.00% # Change-1.00%
Stck Ticker46435UAA9 Stock NameISHARES IBONDS DEC 2027 TERM CORPORATE ETF $ Position$7,431 % Position3.00% $ Change4.00% # Change6.00%
Stck Ticker46435U515 Stock NameISHARES IBONDS DEC 2028 TERM CORPORATE ETF $ Position$7,947 % Position3.00% $ Change7.00% # Change9.00%
Stck Ticker46436E205 Stock NameISHARES IBONDS DEC 2029 TERM CORPORATE ETF $ Position$6,986 % Position3.00% $ Change9.00% # Change12.00%
Stck Ticker46435GAA0 Stock NameISHARES IBONDS DEC 2026 TERM CORPORATE ETF $ Position$6,739 % Position3.00% $ Change4.00% # Change5.00%
Stck Ticker79466L302 Stock NameSALESFORCE INC COM $ Position$8,326 % Position3.00% $ Change23.00% # Change0.00%
Stck Ticker883556102 Stock NameTHERMO FISHER SCIENTIFIC INC COM $ Position$6,709 % Position3.00% $ Change-17.00% # Change-1.00%

Brochure Summary