Yukon Wealth Management, Inc. is a registered investment adviser with the Securities and
Exchange Commission. Its principal place of business located in Kansas. Yukon Wealth
Management, Inc. began conducting business in 1993.
Listed below are the firm's principal shareholders (i.e., those individuals and/or entities
controlling 25% or more of this company).
• John Robert Hanahan, President and Founder
Yukon Wealth Management, Inc. offers the following advisory services to our clients:
MANAGER OF MANAGERS PROGRAM
Yukon Wealth Management, Inc. offers advisory management services to clients through our
Manager of Managers Program. We provide the client with an asset allocation strategy
developed through personal discussions in which the client's goals and objectives are
established based on the client's particular circumstances. This asset allocation strategy may
be drafted into the client's Personal Investment Policy Statement.
Yukon Wealth Management, Inc. performs management searches of various registered
investment advisers. Based on the client's individual circumstances and needs, we determine
which selected registered investment adviser's ("adviser" or "asset manager") portfolio
management style is appropriate for that client. Factors considered in making this
determination include account size, risk tolerance, the opinion of each client and the
investment philosophy of the selected asset manager. Clients should refer to the asset
manager's Firm Brochure or other disclosure document for a full description of the services
offered. Client meetings are available on a regular basis, or as determined by the client, to
review the account.
On an ongoing basis, we monitor the performance of the asset manager(s). If we determine
that a particular adviser is not providing sufficient management services to the client, then we
may move the client’s portfolio to a different asset manager and/or program sponsor. Under
this scenario, our firm retains the discretion to hire and fire the asset manager and/or move
the client’s portfolio to a different program.
Client meetings are available to review and update, as necessary, the client's goals and
objectives. However, should there be any material change in the client's personal and/or
financial situation, we should be notified immediately to determine whether any review and/or
revision of the client's goals and objectives is necessary.
PENSION CONSULTING SERVICES
We also provide several advisory services separately or in combination. While the primary
clients for these services will be pension, profit sharing and 401(k) plans, we offer these
services, where appropriate, to individuals and trusts, estates and charitable organizations.
Pension Consulting Services are comprised of four distinct services. Clients may choose to
use any or all of these services.
Investment Policy Statement Preparation (hereinafter referred to as ''IPS''):
We will meet with the client (in person or over the telephone) to determine an appropriate
investment strategy that reflects the plan sponsor's stated investment objectives for
management of the overall plan. Our firm typically (although not in every case) prepares a
written IPS detailing those needs and goals, including an encompassing policy under which
these goals are to be achieved. The IPS also lists the criteria for selection of investment
vehicles as well as the procedures and timing interval for monitoring of investment
performance.
Selection of Investment Vehicles:
We assist plan sponsors in constructing appropriate asset allocation models. We will then
review various mutual funds (both index and managed) to determine which investments are
appropriate to implement the client's IPS. The number of investments to be recommended will
be determined by the client, based on the IPS.
Monitoring of Investment Performance:
We monitor client investments continually, based on the procedures and timing intervals
delineated in the Investment Policy Statement. Although our firm is not involved in any way in
the purchase or sale of these investments, we supervise the client's portfolio and will make
recommendations to the client as market factors and the client's needs dictate.
Employee Communications:
For pension, profit sharing and 401(k) plan clients with individual plan participants exercising
control over assets in their own account (''self-directed plans''), we may also provide quarterly
educational support and investment workshops
designed for the plan participants. The nature
of the topics to be covered will be determined by us and the client under the guidelines
established in ERISA Section 404(c). The educational support and investment workshops will
NOT provide plan participants with individualized, tailored investment advice or individualized,
tailored asset allocation recommendations.
FINANCIAL PLANNING
We provide financial planning services. Financial planning is a comprehensive evaluation of a
client’s current and future financial state by using currently known variables to predict future
cash flows, asset values and withdrawal plans. Through the financial planning process, all
questions, information and analysis are considered as they impact and are impacted by the
entire financial and life situation of the client.
In general, the financial plan can address any or all of the following areas:
• PERSONAL: We review family records, budgeting, personal liability, estate information and
financial goals.
• TAX & CASH FLOW: We analyze the client’s income tax and spending and planning for
past, current and future years; then illustrate the impact of various investments on the
client's current income tax and future tax liability.
• INVESTMENTS: We analyze investment alternatives and their effect on the client's portfolio.
• INSURANCE: We review existing policies to ensure proper coverage for life, health,
disability, long-term care, liability, home and automobile.
• RETIREMENT: We analyze current strategies and investment plans to help the client
achieve his or her retirement goals.
• DEATH & DISABILITY: We review the client’s cash needs at death, income needs of
surviving dependents, estate planning and disability income.
• ESTATE: We assist the client in assessing and developing long-term strategies, including
as appropriate, living trusts, wills, review estate tax, powers of attorney, asset protection
plans, nursing homes, Medicaid and elder law.
We gather required information through in-depth personal interviews. Information gathered
includes the client's current financial status, tax status, future goals, returns objectives and
attitudes towards risk. We carefully review documents supplied by the client. Should the client
choose to implement the recommendations contained in the plan, we suggest the client work
closely with his/her attorney, accountant, insurance agent, and/or stockbroker.
Implementation of financial plan recommendations is entirely at the client's discretion.
We also provide general non-securities advice on topics that may include tax and budgetary
planning, estate planning and business planning. Additional topics may include investing in
one or more of the following:
• Exchange-listed securities
• Securities traded over-the-counter
• Foreign issuers
• Corporate debt securities (other than commercial paper)
• Commercial paper
• Certificates of deposit
• Municipal securities
• Variable annuities
• Life Insurance
• Mutual fund shares
• United States governmental securities
• Options contracts on securities
Financial Planning recommendations are not limited to any specific product or service offered
by a broker-dealer or insurance company. All recommendations are of a generic nature.
FIDUCIARY ACKNOWLEDGEMENT
Because Yukon Wealth Management, Inc., is a registered investment adviser, we are
required to meet certain fiduciary standards when providing investment advice to clients.
Additionally, when we provide investment advice related to a retirement plan account or an
individual retirement account, we are considered fiduciaries within the meaning of Title I of the
Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable,
which are laws governing retirement accounts. As such, we are required to act in your best
interest and not put our interest ahead of yours, even though our compensation creates some
conflicts with your interests in that the more you have us manage, the more we can earn. Our
clients, however, are under no obligation to use services recommended by our associated
persons. Furthermore, we believe that our recommendations are in the best interests of our
clients and are consistent with our clients’ needs.
AMOUNT OF MANAGED ASSETS
As of 12/31/2023, we were actively managing $328,639,911 of client's assets on a
discretionary basis and $1,801,157 on a non-discretionary basis.