Adviser Profile

As of Date 06/05/2026
Registration SEC, Approved, 05/26/2017
ADV Location SACRAMENTO, CA, United States
Contact Info (91 xxxxxxx
Websites
AUM* 561,286,844 34%
of that, discretionary 559,940,047 34%
Number of Employees 9 13%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 380,533 20%
% High Net Worth 28.25% -22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

560M 480M 400M 320M 240M 160M 80M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$31,040,185 % Position11.00% $ Change14.00% # Change477.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$31,423,381 % Position11.00% $ Change4.00% # Change-6.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$18,917,533 % Position7.00% $ Change15.00% # Change4.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$18,094,446 % Position6.00% $ Change13.00% # Change303.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$15,672,271 % Position5.00% $ Change5.00% # Change5.00%
Stck Ticker87283Q602 Stock NameT ROWE PRICE EXCHANGE-TRADED $ Position$13,785,078 % Position5.00% $ Change5.00% # Change6.00%
Stck Ticker922908595 Stock NameVANGUARD INDEX FDS $ Position$10,520,328 % Position4.00% $ Change19.00% # Change-2.00%
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$8,940,622 % Position3.00% $ Change11.00% # Change-1.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$4,437,609 % Position2.00% $ Change8.00% # Change-2.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$4,910,948 % Position2.00% $ Change27.00% # Change10.00%

Brochure Summary