Adviser Profile

AUM* 1,072,851,920 22%
of that, discretionary 1,006,821,079 22%
Number of Employees 11 10%
of those in investment advisory functions 8 14%
Private Fund GAV* 0
Avg Account Size 459,072 27%
% High Net Worth 25.27% 20%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 863M 719M 575M 431M 288M 144M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name LAVINE, LOFGREN, MORRIS & ENGELBERG, LLP Filing Date03/10/2026 Form ADV-E View Report
Accounting Firm Name LAVINE, LOFGREN, MORRIS & ENGELBERG, LLP Filing Date09/06/2024 Form ADV-E View Report