Adviser Profile

As of Date 04/10/2026
Registration SEC, Approved, 08/31/2017
Other registrations (1)
ADV Location FINDLAY, OH, United States
Contact Info 419 xxxxxxx
Websites
AUM* 487,710,760 41%
of that, discretionary 464,406,646 42%
Number of Employees 11
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 302,550 22%
% High Net Worth 32.82% 60%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

464M 398M 332M 265M 199M 133M 66M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary