Adviser Profile

As of Date 09/15/2026
Registration SEC, Approved, 09/03/1969
ADV Location SAN DIEGO, CA, United States
Contact Info 619 xxxxxxx
Websites
AUM* 190,196,744 30%
of that, discretionary 178,618,845 30%
Number of Employees 3 50%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 785,937 38%
% High Net Worth 38.94% -12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

153M 131M 109M 87M 65M 44M 22M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary