Overview
ReSolve is incorporated under the laws of Canada and has been in business since November 2014. ReSolve
manages accounts in commodity futures and securities markets. The company’s primary business in the United
States (“U.S.”) involves managing futures portfolios, on an advisory or sub-advisory basis, for investment
funds and separately managed accounts. We have been registered with the Commodity Futures Trading
Commission (“CFTC”) as a “commodity trading advisor” (“CTA”) and National Futures Association (“NFA”)
Member since July of 2017, and with the Securities and Exchange Commission (“SEC”) as a “registered
investment adviser” since January of 2016. The registration of ReSolve with the SEC or CFTC must not be taken
as an indication that either such agency has recommended or approved either ReSolve or its trading programs.
In Canada, ReSolve is registered: with the Ontario Securities Commission as a portfolio manager, exempt
market dealer, investment fund manager and commodity trading manager; with the Alberta Securities
Commission and British Columbia Securities Commission as a portfolio manager and as an exempt market
dealer; with the securities regulator of Newfoundland and Labrador as a portfolio manager, exempt market
dealer and investment fund manager; and with the Autorité des marches financiers (Quebec) as a portfolio
manager, derivatives portfolio manager and as an investment fund manager. The principal owner of ReSolve is
Mighty Oak Holdings, Inc.
This brochure has been prepared by ReSolve and provides an overview of the Company and the services it
provides involving securities and commodity futures. ReSolve currently sponsors and
manages multiple
investment vehicles. However, unless specifically stated otherwise, the information presented in this brochure
relates only to the investment advisory services provided in the U.S.
ReSolve serves as:
• A sub-adviser, since March 2018, to the Rational/ReSolve Adaptive Asset Allocation Fund
(“Rational Fund”), a mutual fund registered under the Investment Company Act of 1940. Rational
Fund is operated by Rational Advisors, Inc. (“Rational Advisors”) who is unaffiliated with
ReSolve.
• A CTA to high net worth accounts that employ ReSolve’s proprietary futures trading strategies.
• An investment fund manager, portfolio advisor and principal distributor of multiple investment
funds in Canada.
• A portfolio manager to private clients and institutional accounts in Canada.
ReSolve may also enter into contracts to distribute trading signals generated by its trading strategies. These
agreements may be with institutional investors, broker-dealers, other registered investment advisers or model
manager platforms. ReSolve does not currently provide trading signals to any parties.
As of December 31, 2023, ReSolve had approximately $95,473,850 of U.S. regulatory assets under
management on a discretionary basis, and approximately $268,707,685 of U.S. regulatory assets under
management on a non-discretionary basis. These assets represented approximately 80% of the total assets
managed by ReSolve. Additionally, as of December 31, 2023, ReSolve managed $92,058,621 of assets on a
discretionary and nondiscretionary basis for non-U.S. investors through its Canadian business. These assets
represented approximately 20% of the total assets managed by ReSolve.