9AT: SHUSTER ADVISORY GROUP, LLC

SHUSTER ADVISORY GROUP, LLC

SHUSTER ADVISORY GROUP, LLC

SFG RETIREMENT PLAN CONSULTING

SHUSTER, MARK A

SHUSTER WEALTH MANAGEMENT

SHUSTER RETIREMENT PLAN CONSULTING

SFG RETIREMENT PLAN CONSULTING, LLC

Adviser Profile

As of Date	05/20/2026
Registration	SEC, Approved, 11/19/2015
Other registrations (1)	California, Terminated, 01/22/2016
ADV Location	PASADENA, CA, United States
Contact Info	(62 xxxxxxx
Websites

AUM^*	10,318,497,572 64%
of that, discretionary	10,191,410,430 64%
Number of Employees	15 7%
of those in investment advisory functions	11 22%
Private Fund GAV^*	0
Avg Account Size	10,057,015 17%
% High Net Worth	35.17% 18%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

10B 9B 7B 6B 4B 3B 1B

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm B. Types of Advisory Services C. Client Tailored Services and Client Imposed Restrictions D. Wrap Fee Programs Wealth Management 6 as a portfolio manager. Wealth Management 7 As of December 31, 2023, Shuster has $ 6,214,119,867 in discretionary assets under management and $ 70,146,676 in non- discretionary assets. The entirety of our revenue is generated from our investment advisory services. We have a standard fee schedule that is based upon plan assets. However, we assess the scope of services to be provided to determine the fees required. We normally charge a fee that encompasses the proposed range of services to be provided throughout a 12-month period. Fees can also be charged on an a-la-carte/fee for service basis. All our fees are negotiable. Consideration of the following factors is made to determine the fee charged.
• Size of assets supervised
• Types of securities managed
• Range of services required
• Location/client travel requirements
• Meeting requirements We may adjust our fees periodically to account for inflation or to cover the cost of services that fall outside the scope of services listed in our Investment Advisory Agreement with each client. Fees will not be adjusted without advance, written client agreement. Travel expenses and other out-of-pocket costs (if applicable) may be billed to the client separately, as detailed in the client

agreement. Lower fees for comparable services may be available from other sources. Fees may be charged as a percentage of assets or as a flat fee. Generally, fees are billed monthly or quarterly in arrears, hereby known as the “Billing Period.” The billed fee and frequency are stated in our Investment Advisory Agreement. For purposes of determining and calculating the fee as a percentage of assets, plan assets are valued as of the last trading day of the month, unless otherwise indicated. Annual flat fees will be billed on a monthly or quarterly basis at the end of each month or quarter, as indicated on client’s investment advisory agreement. Initial fees billed will be the amount, prorated for the number of days remaining in the initial Billing Period. Thereafter, fees will be billed at the end of each month/quarter. Termination fees billed will be the amount, prorated for the number of days remaining in the last Billing Period, prior to the effective date of termination. Clients may choose to pay for our services via deduction from client account (via written authorization provided to the custodian) or by having Shuster bill clients for fees incurred. You may terminate the Investment Advisory Agreement without fee or penalty by providing written notice to Shuster within five (5) business days from the execution of the agreement. Thereafter, either party may terminate the Investment Advisory Agreement by providing written notice. E. Assets Under Management

SHUSTER ADVISORY GROUP, LLC

SHUSTER ADVISORY GROUP, LLC

SFG RETIREMENT PLAN CONSULTING

SHUSTER, MARK A

SHUSTER WEALTH MANAGEMENT

SHUSTER RETIREMENT PLAN CONSULTING

SFG RETIREMENT PLAN CONSULTING, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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SHUSTER ADVISORY GROUP, LLC SHUSTER ADVISORY GROUP, LLC SFG RETIREMENT PLAN CONSULTING SHUSTER, MARK A SHUSTER WEALTH MANAGEMENT SHUSTER RETIREMENT PLAN CONSULTING SFG RETIREMENT PLAN CONSULTING, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

SHUSTER ADVISORY GROUP, LLC

SHUSTER ADVISORY GROUP, LLC

SFG RETIREMENT PLAN CONSULTING

SHUSTER, MARK A

SHUSTER WEALTH MANAGEMENT

SHUSTER RETIREMENT PLAN CONSULTING

SFG RETIREMENT PLAN CONSULTING, LLC