9AT: DIPSEA CAPITAL, LLC

DIPSEA CAPITAL, LLC

DIPSEA CAPITAL, LLC

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Adviser Profile

As of Date	08/09/2026
Registration status	Registration Changed to DIPSEA CAPITAL, LLC
ADV Location	MILL VALLEY, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	61,302,116 -40%
of that, discretionary	61,302,116 -40%
Number of Employees	4 -20%
of those in investment advisory functions	1 -67%
Private Fund GAV^*	0 -100%
Avg Account Size	15,325,529 -11%
SMA’s	No
Private Funds	0 1

Adviser Type

- No longer eligible

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

112M 96M 80M 64M 48M 32M 16M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Dipsea Capital LLC (hereinafter "DCL") is a SEC-registered investment adviser. DCL is a Limited Liability Company organized in the State of California. The firm was formed in January 2002, and the principal owner is Christopher Antonio. B. Types of Advisory Services Portfolio Management Services DCL offers investment management services employing investment strategies described in Item 8. DCL provides advice to a private fund, Dipsea Capital Fund LP, and separately managed accounts (SMAs).
DCL seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of DCL's economic, investment, or other financial interests. To meet its fiduciary obligations, DCL attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, DCL's policy is to seek fair

and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is DCL's policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time.
C. Client Tailored Services and Client Imposed Restrictions SMA clients may tailor the parameters of their accounts. Specific parameters are defined and agreed in a separate management agreement for each account.
D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. DCL does not participate in wrap fee programs.
E. Assets Under Management DCL has the following assets under management: Discretionary Accounts:Non-Discretionary Accounts:Date Calculated $111,640,002$0December 31, 2023