Overview
Dryden Capital, LLC (hereinafter “Dryden Capital” or the “firm”) is a registered investment adviser headquartered
in Miami, FL with an additional office in New York, NY. We are a limited liability company, organized in February
2013 under the laws of the state of Delaware. Our firm’s principal owners are Matthew C. Leavitt, Manager,
Member, Chief Operating Officer, and Chief Compliance Officer, and Matt Buffington, Manager, Member, and
Portfolio Manager.
As used in this brochure, the term “Associated Person” refers to anyone from our firm who is an officer, an
employee, and all individuals providing investment advice on behalf of our firm.
Advisory Services
Dryden Capital offers discretionary investment management services to private funds (the “Dryden Funds”) and
separately managed accounts ("SMAs").
Pursuant to the advisory agreement between Dryden Capital and the client or relevant
fund documents for
affiliated funds, Dryden Capital is granted full discretion to determine the securities to be bought and sold, the
amount of securities to be bought and sold, the broker-dealer to be used, and the commission rates to be paid
without prior approval from the client for each transaction. The firm bases its advice on the investment objectives
and restrictions (if any) of its clients set forth in the applicable offering memorandums, organizational documents,
limited partnership agreements, investment management agreements, and/or subscription agreements.
Wrap Fee Programs
Dryden Capital does not manage, sponsor, or participate in wrap fee programs.
Assets Under Management
As of January 31, 2024, Dryden Capital had regulatory assets under management of $82,519,904 (all managed on
a discretionary basis). The firm does not manage assets on a non-discretionary basis.