9AT: DIPSEA CAPITAL, LLC

other names

DIPSEA CAPITAL, LLC

Adviser Profile

As of Date	04/23/2025
ADV Location	MILL VALLEY, CA, United States
Adviser Type - Large advisory firm
Number of Employees	5 -17%
of those in investment advisory functions	3
Registration	SEC, Approved, 08/01/2023
Other registrations (3)	California, Terminated, 09/15/2023 California, Approved, 05/31/2019 California, ERA - Withdrawn, 03/06/2019

AUM^*	103,005,793 -8%
of that, discretionary	103,005,793 -8%
Private Fund GAV^*	102,942,745
Avg Account Size	17,167,632 8%
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	1
Contact Info	415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$102,942,745

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser JCSD CAPITAL, LLC	Hedge Fund102.9m	Liquidity Fund-	Private Equity Fund85.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV188.4m	AUM214.6m	#Funds3
Adviser TRUCK CAPITAL	Hedge Fund58.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV58.3m	AUM58.3m	#Funds6
Adviser BUCKLEY CAPITAL ADVISORS, LLC	Hedge Fund130.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV130.4m	AUM147.4m	#Funds1
Adviser HIGH HURDLE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM96.6m	#Funds-
Adviser DUMONT GLOBAL LP	Hedge Fund30.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV30.0m	AUM111.0m	#Funds3
Adviser ARTHEDGE CAPITAL MANAGEMENT, LLC	Hedge Fund155.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV155.0m	AUM155.0m	#Funds1
Adviser SVRN ASSET MANAGEMENT, LLC	Hedge Fund10.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.5m	AUM211.9m	#Funds4
Adviser DRYDEN CAPITAL, LLC	Hedge Fund34.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV34.4m	AUM76.2m	#Funds2
Adviser 9823 CAPITAL, LP	Hedge Fund762.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV762.2m	AUM647.5m	#Funds6
Adviser NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLC	Hedge Fund225.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV225.8m	AUM225.8m	#Funds2

Brochure Summary

Overview

A. Description of the Advisory Firm Dipsea Capital LLC (hereinafter "DCL") is a SEC-registered investment adviser. DCL is a Limited Liability Company organized in the State of California. The firm was formed in January 2002, and the principal owner is Christopher Antonio. B. Types of Advisory Services Portfolio Management Services DCL offers investment management services employing investment strategies described in Item 8. DCL provides advice to a private fund, Dipsea Capital Fund LP, and separately managed accounts (SMAs).
DCL seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of DCL's economic, investment, or other financial interests. To meet its fiduciary obligations, DCL attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, DCL's policy is to seek fair

and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is DCL's policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time.
C. Client Tailored Services and Client Imposed Restrictions SMA clients may tailor the parameters of their accounts. Specific parameters are defined and agreed in a separate management agreement for each account.
D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. DCL does not participate in wrap fee programs.
E. Assets Under Management DCL has the following assets under management: Discretionary Accounts:Non-Discretionary Accounts:Date Calculated $111,640,002$0December 31, 2023

DIPSEA CAPITAL, LLC

Adviser Profile

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