Adviser Profile

As of Date 05/29/2026
Registration SEC, ERA - Active, 07/29/2022
ADV Location TORONTO, ONTARIO, Canada
Contact Info 416 xxxxxxx
Websites
Exempt Reporting Adviser

2B(2)- PF<150mn Qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management, as defined in rule 203(m)-1, in the United States of less than $150 million

Private Fund GAV* 681,905,592 164%
SMA’s No
Private Funds 5

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker064149107 Stock NameBANK NOVA SCOTIA B C (CALL) $ Position$130,468,741 % Position11.00% $ Change276.00% # Change200.00%
Stck Ticker29250N105 Stock NameENBRIDGE INC (CALL) $ Position$81,000,277 % Position7.00% $ Change5.00% # Change5.00%
Stck Ticker464288513 Stock NameISHARES TR (PUT) $ Position$67,983,000 % Position6.00% $ Change-10.00% # Change-11.00%
Stck Ticker780087102 Stock NameROYAL BK CDA (CALL) $ Position$50,814,981 % Position4.00% $ Change26.00% # Change-2.00%
Stck Ticker706327103 Stock NamePEMBINA PIPELINE CORP (CALL) $ Position$46,470,971 % Position4.00% $ Change-33.00% # Change-35.00%
Stck Ticker064149107 Stock NameBANK NOVA SCOTIA B C (PUT) $ Position$43,440,348 % Position4.00% $ Change # Change
Stck Ticker866796105 Stock NameSUN LIFE FINANCIAL INC. (CALL) $ Position$39,239,740 % Position3.00% $ Change125.00% # Change79.00%
Stck Ticker05534B760 Stock NameBCE INC (CALL) $ Position$25,467,624 % Position2.00% $ Change # Change
Stck TickerG25014104 Stock NameCRANE HBR ACQUISITION CORP I $ Position$5,824,750 % Position1.00% $ Change-2.00% # Change-4.00%
Stck TickerG0579E103 Stock NameART TECHNOLOGY ACQUISITION C $ Position$5,808,057 % Position1.00% $ Change1.00% # Change0.00%