Premier Gold Investments LLC (“PGI” or the “Investment Adviser”) is an alternative asset
manager headquartered in London, United Kingdom. Founded in 2014, PGI was established with
a vision to pursue investment opportunities globally. PGI forges financial acumen, independent
analysis with hands-on operational expertise to deliver investment returns. PGI prides itself by
taking an active approach to investing. PGI’s investment strategies include a broad range of
various types of investments in global markets.
Premier Gold Holdings LP (the “Partnership”) The Partnership was formed to pool investment
funds of its investors to hold, own, invest in and trade equity or debt securities, interests,
participations and instruments of all kinds, or convertible securities, notes, interest-bearing or
interest rate sensitive marketable securities (including those issued or guaranteed by the United
States government or agencies or instrumentalities thereof), currency, dollars, American
Depository Receipts, exchange traded funds, publicly traded securities related to real estate,
foreign debt, equity and governmental instruments and obligations, indirect securities positions
and rights of beneficial interest or ownership of all kinds, whether or not divisible, options,
futures, participation agreements, swaps and other derivative agreements and forward contracts
regarding any of the foregoing or otherwise, or any securities, agreements, rights, obligations or
instruments that are assignable or are traded in channels of commerce (all of the foregoing
sometimes referred to herein as “Securities”); to sell Securities, as principal or agent, maintain
custody of Securities for itself or others, and to vote such Securities, solicit the voting of such
Securities and to otherwise engage in transactions in connection with mergers, consolidations,
acquisitions, transfers of assets, tender offers, exchange offers, recapitalizations, real estate
investments, liquidations or other similar transactions; and to engage in any and all types of
investment and business activity as the Investment Adviser shall determine from time to time to
be in the best interests of the Partnership.
Managed Account Services PGI offers portfolio management services based on the individual
goals, objectives, time horizon, and risk tolerance of each Client. PGI requires discretionary
authority from Clients in order to select securities and execute transactions without permission
from the Client prior to each transaction. PGI seeks to provide that investment decisions are
made in accordance with its fiduciary obligations owed to its Clients and without consideration
of PGI’s economic, investment or other financial interests. To meet its fiduciary obligations, PGI
attempts to avoid, among other things, investment or trading practices that systematically
advantage or disadvantage any Client portfolios. It is PGI’s policy to allocate investment
opportunities and transactions it identifies as being appropriate and prudent among all of its
Clients on a fair and equitable basis over time.
Each Client is required to enter into an Investment PGI Contract (“IAC”) with PGI that defines
the terms, conditions, authority and responsibilities of PGI and the Client. Client authorizes PGI
to respond to inquiries from, communicate and share information with Client’s accountants,
attorneys, advisors and other consultants or professionals as deemed necessary by PGI to provide
its services to Client and/or as requested by Client. No services other than those discussed in the
IAC, such as financial planning,
are implied or guaranteed, except as individually negotiated and
confirmed in writing. PGI is responsible only for the assets over which Client has provided PGI
5 Premier Gold Investments LLC – Part 2A of Form ADV
discretionary authority and not for the diversification or prudent investment of any other assets of
Client.
PGI acts as a fiduciary regarding its investment advisory services for each Client and must put
the Client’s interests above its own in managing a Client’s account. PGI agrees to provide these
services to a Client in a manner consistent with its fiduciary duty to Clients and the provisions of
all applicable laws, including the Investment Advisers Act of 1940.
Before signing the IAC and periodically during the parties’ advisory relationship, PGI will
provide Client written disclosures of any conflicts of interest that might reasonably compromise
PGI’s impartiality or independence. PGI represents and warrants that PGI does not receive
compensation or other remuneration that is contingent on any client’s purchase or sale of a
financial product. PGI does not receive a fee or other compensation from another party based on
the referral of a client or client’s business. PGI may refrain from rendering any advice or services
concerning securities of companies in which PGI may have substantial economic interest or
other conflict, unless PGI discloses such conflict to Client before providing such advice or
services with respect to Client’s account. These services include the following:
Establishing an Investment Policy Statement – PGI, in connection with the Client, will
develop a statement that summarizes the Client’s investment goals and objectives
along with the strategy[ies] to be employed to meet the objectives. PGI then creates an
Investment Policy Statement (“IPS”) for each Client. PGI may invest Client’s account
in securities of any kind, including but not limited to, common or preferred stock,
warrants, rights, corporate, municipal or U.S. Treasury bonds or notes, and mortgage-
backed securities, so long as such investments are consistent with the investment
objectives set forth in the incorporated Statement of Investment Policy. PGI may hold
all or a portion of Client’s account in cash.
Risk tolerance levels are documented in the IPS, which is given to each Client. An
IPS generally includes specific information on the Client’s stated goals, time horizon
for achieving the goals, investment strategies, Client risk tolerance and any restrictions
imposed by the Client.
Asset Allocation – PGI will develop a strategic asset allocation that is targeted to meet
the Client’s investment objectives, time horizon, financial situation and risk tolerance.
Portfolio Construction – PGI will construct a portfolio for the Client that is intended to
meet the stated goals and objectives of the Client.
Investment Management and Supervision – PGI will provide investment management
and ongoing oversight of the Client’s investment portfolio. PGI will monitor Client’s
account on an ongoing basis and conduct periodic portfolio reviews with Client. PGI
will generally be available to discuss Client’s account during normal business hours
and will contact Client periodically. PGI will attempt to meet with Client at least
annually to discuss Client’s investment needs, goals and objectives. PGI will also
review Client’s account performance and the continued suitability of investments
recommended by PGI for Client at least quarterly.
Clients may terminate the IAC at any time and immediately upon written notice to PGI.
6 Premier Gold Investments LLC – Part 2A of Form ADV