9AT: STOKES ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	11/23/2025
Registration status	Terminated
ADV Location	NEW ORLEANS, LA, United States
Contact Info	(50 xxxxxxx

AUM^*	15,875,000
of that, discretionary	15,875,000 100%
Number of Employees	6
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	15,875,000
SMA’s	No
Private Funds	0 1

Adviser Type

- Related adviser

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SOLIDARITY CAPITAL MANAGEMENT, LLC	Hedge Fund127.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV127.6m	AUM127.6m	#Funds1
Adviser ALIGNMENT FINANCIAL GROUP	Hedge Fund1.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6m	AUM77.6m	#Funds1
Adviser DANDELION CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser OUTERLANDS CAPITAL MANAGEMENT, LLC	Hedge Fund2.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4m	AUM6.9m	#Funds3
Adviser PREMIER GOLD GLOBAL WEALTH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser N2 CAPITAL MANAGEMENT, LP	Hedge Fund91.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV91.5m	AUM-	#Funds1
Adviser NEW VISTA INVESTMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser GEMSSTOCK LTD.	Hedge Fund3.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7b	AUM-	#Funds6
Adviser SECTOR FUND SERVICES AS	Hedge Fund341.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV341.6m	AUM-	#Funds4
Adviser CAMBRIDGE CAPITAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

A. Stokes Asset Management, LLC (the “Adviser,” “we,” “us,” or “our”) is an investment adviser founded in 2022, registered with the U.S. Securities and Exchange Commission (“SEC”), and principally owned by Douglas Stokes, Gregory Stokes, and David Stokes. Adviser’s current business activity is limited to providing discretionary investment advisory to one pooled investment vehicle that is structured as a Delaware limited partnership. The pooled investment vehicle is Stokes Opportunity Fund I, LP (the “Fund”), and the Fund’s general partner is Stokes Opportunity Fund I GP, LLC (the “General Partner”). The General Partner is under common control with the Adviser. B. The Adviser provides discretionary investment advisory services to the Fund based on the investment objectives of the Fund. Adviser does not provide tailored investment advice to the Limited Partners in the Fund. The Fund’s investment objective is to systematically take advantage of a market crisis event (the “Trigger Event”) by investing in stocks that are believed to increase in value when liquidity returns to the equity and debt markets and the economy rebounds. The Fund will seek capital appreciation principally by being a liquidity provider during a market dislocation through the purchase of what we believe to be undervalued equity positions. Before such time as a Trigger Event occurs,

the assets of the Fund will remain uninvested in cash. Discretionary investment management services to the Fund have been delegated by the General Partner to an investment sub-adviser (the “Sub-Adviser”), which as of the date of this brochure is O’Shaughnessy Asset Management, LLC. C. This document is not an offer to sell or a solicitation of an offer to buy interests in the Fund. Such an investment may be made by a potential investor (each, an “Investor”) only after receipt and review of the Fund’s Confidential Private Placement Memorandum (the “Memorandum”) and execution of certain agreements. The Memorandum contains important information concerning the risk factors and other material aspects of the Fund and it must be ready carefully before making an investment decision. The information in this document is qualified in its entirety by, and should be ready in conjunction with, the information contained in the Memorandum. A copy of the Memorandum is available upon request to Investors meeting the definitions of both ‘accredited investor’ and ‘qualified client’ as such terms are defined under U.S. federal securities laws. D. The Adviser does not participate in any wrap fee programs. E. Since this brochure was filed as part of Adviser’s initial registration, Adviser does not yet manage any discretionary or non-discretionary client assets.

STOKES ASSET MANAGEMENT, LLC

STOKES ASSET MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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STOKES ASSET MANAGEMENT, LLC STOKES ASSET MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

STOKES ASSET MANAGEMENT, LLC

STOKES ASSET MANAGEMENT, LLC