Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 05/22/2015
ADV Location NAPA, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 550,691,298 30%
of that, discretionary 548,507,820 30%
Number of Employees 12 9%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 420,696 25%
% High Net Worth 21.99% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

549M 470M 392M 313M 235M 157M 78M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$30,478,237 % Position7.00% $ Change6.00% # Change437.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$29,578,634 % Position6.00% $ Change-5.00% # Change-11.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$26,140,757 % Position6.00% $ Change25.00% # Change8.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$26,288,755 % Position6.00% $ Change1.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$28,182,017 % Position6.00% $ Change21.00% # Change6.00%
Stck Ticker14019W109 Stock NameCAPITAL GROUP INTL FOCUS EQT $ Position$22,652,573 % Position5.00% $ Change27.00% # Change8.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$16,355,016 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$15,489,867 % Position3.00% $ Change12.00% # Change-2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$7,831,638 % Position2.00% $ Change20.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,203,070 % Position2.00% $ Change22.00% # Change-2.00%