Our Firms History: Moseley Investment Management, Inc. (“MIM” “we”, “our”, “us”) is a registered investment advisor (RIA) that was founded in 1990 by Susan Moseley. The firm was established for the purpose of providing clients with comprehensive financial planning, consulting, and portfolio management. We are federally registered with the United States Security and Exchange Commission (SEC), with office locations in Bradenton and Sarasota, FL. *Registration does not imply any specific level of skill or training. Our Principals/Owners Susan Moseley, CIMA, President Ryan T. Moseley, CFA, Vice President Our Investment Committee: Our Investment Committee establishes the overall investment strategies employed by the firm and reviews the overall investments. The Investment Committee members include Susan Moseley, CIMA, Ryan Moseley, CFA, and Laurie Tinnell, CFP ®. Assets under Management: As disclosed in Moseley Investment Management’s ADV Part 1, our regulatory assets under management (RAUM) as of close of business on December 31, 2023, is approximately $345,646,360.00 of discretionary assets and $5,573,096.00 in non-discretionary. In addition to our RAUM, we have approximately $64,000,000 in assets under advisement in outside 401k plans. Moseley Investment Management is an investment advisor providing financial planning, consulting and investment advisory services to individuals, pension and profit-sharing plans, estates, and business entities. These services include review of all aspects of your current financial situation with emphasis on income planning, estate planning, insurance planning, investment planning, retirement planning and capital needs planning. To the extent other services are needed, we will assist you in those areas in which it is competent to advise. Initial Consultation: The initial step in the financial planning process involves a meeting or meetings with you for the purpose of defining the scope of the engagement. At this time, through an in-depth interview we will gather your background information about your financial circumstances, investment objectives, and risk tolerance among other things Once defined, we will enter into an Investment Advisory Agreement, disclosing the terms and the fees to be charged. As a follow up, we will also help you coordinate the implementation of any recommendations made, including referral to other practicing professionals whose services may be required. Portfolio Management Services: Portfolio Management Services include the provision of continuous advice to you or investing your account based on your particular circumstances using individual stocks, exchanged traded funds (ETFs), mutual funds, bonds and/ or options. Through personal discussions in which goals and objectives based on your particular circumstances are established, we develop a strategy and create and manage a portfolio based on that strategy. During our data-gathering process, we determine your individual objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, we also review and discuss your prior investment history, as well as family composition and background. We design portfolios based on your objectives and needs determined in the financial planning process. We communicate with you on an ongoing basis to see if your objectives, goals, and financial needs have changed. If there have been significant changes, we discuss updating their plans and their portfolios. We offer Portfolio Management Services on a discretionary or “non-discretionary basis, (see Item 16, Investment Discretion). When acting on a discretionary basis, this means we will buy and sell investments in your account as appropriate without requiring your pre-approval prior to each transaction. When acting on a non- discretionary basis, you will make the final decision on their investments. As part of our standard services, we monitor positions in your accounts on an ongoing basis and conduct account reviews at least annually. Managed Portfolios: The primary investments in our Managed Portfolios are individual securities and/or Exchange Traded Funds (ETF) that meet your objectives. For certain clients, option strategies may be suitable. We mainly sell cash secured puts and covered calls on large US companies to generate income and buy and sell securities. Once we construct an investment portfolio we will monitor the performance on an ongoing basis and will rebalance the portfolio as required by changes in market conditions and in your financial condition. For the managed portfolios, block trades will be completed and then allocated to individual accounts. For each account that we include in the block trade, we must reasonably believe that the block order is consistent with our duty to seek best execution and may benefit each client participating in the aggregated order. The average price per share of each block trade is allocated to

each account that participates in the block trade. Accounts that participate in the same block trade could be charged transaction costs in accordance with their advisory contracts. If a block order cannot be executed in full at the same price or time, the securities purchased or sold by the close of each business day must be allocated in a manner that is consistent with the initial pre-allocation. Partial fills will be allocated in a way that does not consistently advantage or disadvantage particular client accounts and are generally filled pro-rata among participating accounts. Personal Asset Allocation: We may personalize a portfolio based on your individual needs and suitability. You may also request restrictions on an account, such as when you need to keep a minimum level of cash or do not want us to buy or sell certain specific securities or security types in the account. These accounts are opened and maintained according to the Investment Advisory Agreement which describes the discretionary authority that you grant to us. Estate and Inheritance Planning As part of our Investment Management Services, we offer Estate and Inheritance Planning. This is a benefit we offer to all clients. If you decide to elect the service, there will be a 1 – 2-hour meeting with the estate attorney to clarify you and your family desired needs and outcomes. You will receive an outline of the steps to achieve your goals. Third-Party Money Managers: We sometimes choose to enter into agreements with third-party investment advisers for the provision of asset allocation and similar advisory services. When we feel it is necessary, a representative may provide personal advisory services to you in the selection of a particular third-party advisory service. Factors considered in selecting third-party advisory service may include but are not necessarily limited to: ● Each individual representative’s preference for a particular third-party advisory service. ● The client’s risk tolerance, goals, and objectives, as well as investment experience ● The amount of client assets available for investment All securities transactions will be decided upon and executed by the third-party advisory service. Our recommendation will be made after considering relevant and applicable information about your financial situation including but not limited to investment objectives, reasonable restrictions, your wants imposed on the management of your account, and assessed risk based upon your assets that constitute your net worth. Third-party Money Managers account minimums and fees are disclosed in each respective manager’s Form ADV and associated paperwork. Termination of third-party money managers are disclosed in each respective manager agreement. Wealth Management and Financial Consulting: We provide a variety of financial consulting services at an hourly rate for those who do not desire ongoing portfolio management services. Our consulting services may address general financial matters or be focused on particular issues, depending upon your needs. Topics may range from overall investment advisory questions, research and analysis, discussions pertaining to the financial impact of a life event, assistance with goals and objectives, 529 college savings plans, analysis and management of employer’s benefit plans, and various other issues as may be requested by you. Generally, such financial consulting services will involve preparing an investment plan based on your financial circumstances and recommendations may be made to help you reach your objectives and goals. When preparing an investment plan, we will consider one or more of the following elements: current position, cash flow, education funding, retirement planning, income tax planning, estate planning, risk management/insurance, and other specific financial concerns. Additional Service: E-money/The Moseley Virtual Platform: We help you aggregate and organize your financial life by using The Moseley Virtual Platform (MVP). We then align your investments with your goals and review at least annually to ensure they continue to reflect your current needs and sentiments. In order to maintain a full understanding of your financial situation we gladly work with your Attorneys, Insurance and Estate Professionals, Certified Public Accountants, Third Party Administrators, Pension Plan Consultants and Trust Department Advisors Newsletters/ Videos: We will occasionally prepare general, educational, and informational newsletters and videos. Newsletters and videos are always offered on an impersonal basis and do not focus on the needs of a specific individual. Seminar / Workshops: We offer educational, informative, and motivational seminars / workshops to our clients as well as the public. Workshops are always offered on an impersonal basis and do not focus on the individual needs of the participants.