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Adviser Profile

As of Date 06/15/2026
Registration SEC, Approved, 05/05/2015
ADV Location PROSPECT, KY, United States
Contact Info (50 xxxxxxx
Websites
AUM* 1,608,980,758 105%
of that, discretionary 1,570,437,335 107%
Number of Employees 11 22%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 1,450,839 75%
% High Net Worth 49.28% 23%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 897M 673M 449M 224M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary