Adviser Profile

As of Date 02/09/2026
Registration SEC, Approved, 02/03/1972
ADV Location KENTFIELD, CA, United States
Contact Info 415 xxxxxxx
AUM* 282,468,089 17%
of that, discretionary 282,468,089 17%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 3,530,851 229%
% High Net Worth 61.45% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

282M 242M 202M 161M 121M 81M 40M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG5876H105 Stock NameMARVELL TECHNOLOGY, INC. $ Position$19,516,263 % Position13.00% $ Change194.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET, INC. $ Position$14,589,630 % Position10.00% $ Change23.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$11,197,943 % Position8.00% $ Change13.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$10,023,793 % Position7.00% $ Change2.00% # Change1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$9,401,245 % Position6.00% $ Change11.00% # Change0.00%
Stck Ticker369604103 Stock NameGE AEROSPACE $ Position$8,277,372 % Position6.00% $ Change29.00% # Change-2.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$7,920,512 % Position5.00% $ Change210.00% # Change-2.00%
Stck Ticker060505104 Stock NameBANK OF AMERICA CORPORATION $ Position$6,375,321 % Position4.00% $ Change15.00% # Change-1.00%
Stck Ticker36828A101 Stock NameGE VERNOVA INC. $ Position$6,685,541 % Position4.00% $ Change32.00% # Change-2.00%
Stck Ticker49456B101 Stock NameKINDER MORGAN, INC. $ Position$5,719,913 % Position4.00% $ Change-7.00% # Change-3.00%