9AT: GREGORY LYLE & CO.

GREGORY LYLE & CO.

GREGORY LYLE & CO.

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 03/05/2021
Other registrations (2)	Washington, Terminated, 09/25/2025 Washington, Approved, 08/29/1989
Contact Info	425 xxxxxxx

AUM^*	192,222,626 -6%
of that, discretionary	192,222,626 -6%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	1,747,478 -6%
% High Net Worth	70.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

204M 175M 146M 117M 87M 58M 29M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Gregory Lyle & Co. was formed in February 1988 and became an investment adviser registered with the Securities and Exchange Commission from April 14, 1989 through 1995, the State of Washington from 1995 through 2020, and the Securities and Exchange Commission from 2021 to date. Gregory Lyle is the sole shareholder of the Company, and is the only individual at the Company who makes investment decisions for clients.
Use of the term Investment Counsel is restricted by law. It may not be used unless the principal business of a firm is acting as a registered investment adviser and a substantial portion of such business is the giving of continuous advice about investment of funds based on the individual needs of each client.
In order to qualify to use the term Investment Counsel, the adviser may not engage in another potentially conflicting principal business such as a broker, dealer, or insurance representative. To furnish personalized investment advice as defined in the Investment Adviser

Act, an investment adviser is required to be familiar with the total financial situation of a client. Although the adviser may manage only a portion of a client's investment assets, he must do so considering the client's total financial situation. Personalized investment supervisory services are the only type of advisory services provided by Gregory Lyle & Co. The Company does not issue securities reports, investment periodicals, charts, graphs, formulas or other devices for evaluating securities, or provide a timing service.
A client may impose restrictions on the Company against investing in certain types of securities. Clients may also restrict selected securities held in a client account from management by the Company.
As of December 31, 2023, the Company had authority over client assets of $181,742,604. The company's regulatory assets under management were $162,947,077, all of which were managed on a discretionary basis.
Item 5 Fees and Compensation