OUR OWNERS LSIA was organized in October 2008 as part of a spin-off transaction involving the personal wealth division of a large institutional investment advisory firm. We currently maintain offices in Bloomfield Hills, MI, Milwaukee, WI, and Coral Springs, FL. Our current owners, who are all founders of the firm, include: Mark Shank, Daniel Kostaroff, Kristine Hollister, and Joann Kayser. We are required to disclose the persons owning twenty-five percent (25%) or more of our firm’s membership interests. Mark Shank currently holds 49.5% of the firm’s membership interests ASSETS UNDER MANAGEMENT As of December 31, 2023, LSIA had $ 803,267,448 of assets under management, all of which we managed on a discretionary basis. OUR INVESTMENT SERVICES Within LSIA, we divide our business into two areas, one for individual clients, referred to as “LSIA Wealth,” and one for institutional clients, referred to as “LSIA Institutional.” LSIA Wealth takes a holistic approach to managing the wealth for our individual clients. Acting as our client’s Chief Financial Officer, we work to coordinate the many aspects of their finances to ensure they are aligned with the goal of building and protecting their wealth. Our portfolio management services include financial planning whereby we integrate client investment, insurance and estate planning needs, working alongside other professionals, including insurance agents, estate planning attorneys, accountants and business partners. For LSIA Wealth clients, we develop a customized investment strategy based on the specific goals and objectives of the individual client. Within any such strategy, clients may impose restrictions on certain securities or types of securities. LSIA Institutional provides its clients with investment management designed to meet the needs of the client organization. We work with the organization to identify a strategy that is consistent with the client’s investment policies and objectives. We will accommodate client-directed investment restrictions, including prohibited issuer lists, socially responsible investment policies, tax implications, and other investment limitations. LSIA PAGE 5 Portfolio Management The investment strategy we offer our clients focuses on U.S.-traded equity and/or U.S.-traded fixed income investments. Lead portfolio managers work closely with other members of our investment team to implement the appropriate investment strategy for the client. Pontera – Held Away Account Services We use a thirdparty platform (“Platform”), via Pontera, to facilitate management of held away assets such as defined contribution plan participant accounts, with discretion. The Platform allows us to avoid being considered to have custody of client funds since we do not have direct access to client log-in credentials to affect trades.

We are not affiliated with the Platform in any way and receive no compensation from them for using their Platform. A link will be provided to the client allowing them to connect an account(s) to the Platform. Once client account(s) is connected to the Platform, their portfolio manager will review the current account allocations. When deemed necessary, he/she will rebalance the account considering client investment goals and risk tolerance, and current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that harm account performance. Client account(s) will be reviewed at least quarterly and allocation changes will be made as deemed necessary. Client Relationships At the onset of any new client relationship, we designate a lead portfolio manager to work closely with the client to understand the client’s individual objectives, including long-term goals, risk tolerance, tax considerations, if any, and unique circumstances. Based upon client needs, we develop a strategy and invest client assets in accordance with that strategy. See Item 8. Methods of Analysis, Investment Strategies and Risk of Loss below. Except for some of our longstanding clients, we utilize a written investment policy statement (“IPS”) to document goals, objectives, risk tolerance, and any special or particular circumstance unique to the client. Some of our clients provide us with their own IPS, while other clients may ask us to assist them in creating an IPS. Some of our clients engage us to manage only a portion of their assets. In all cases, if the client has a written IPS, we use the applicable part(s) to create and manage the portfolio. LSIA PAGE 6 While our current client agreements provide for discretionary management, we will also manage accounts on a non-discretionary basis if the client prefers. All clients, even those whose accounts we manage on a discretionary basis, have the opportunity to place reasonable restrictions on the types of investments we will make on their behalf. See Item 16. Investment Discretion below for more information on how clients place restrictions on discretionary accounts. For our LSIA Wealth clients, we seek to include as part of our portfolio management services consultation on matters relating to the client’s overall financial well-being, including other investments not managed by LSIA Wealth, retirement considerations, estate planning, insurance, taxes, and/or other significant financial decisions. While we will recommend specific action items as part of this consultation, it will be the client’s responsibility to implement these types of recommendations. Upon request, we will help coordinate the planning effort between our client and their other service providers as needed.