Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 01/30/2015
Other registrations (4)
ADV Location CINCINNATI, OH, United States
Contact Info 513 xxxxxxx
Websites
AUM* 341,096,800 1%
of that, discretionary 341,096,800 1%
Number of Employees 5 -17%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 361,715 -6%
% High Net Worth 3.79% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

364M 312M 260M 208M 156M 104M 52M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA Corporation $ Position$20,519,471 % Position8.00% $ Change9.00% # Change-5.00%
Stck Ticker037833100 Stock NameApple Inc. $ Position$13,426,599 % Position6.00% $ Change12.00% # Change-2.00%
Stck Ticker149123101 Stock NameCaterpillar Inc. $ Position$13,742,894 % Position6.00% $ Change45.00% # Change-3.00%
Stck Ticker464287614 Stock NameiShares Russell 1000 Growth ETF $ Position$12,651,548 % Position5.00% $ Change18.00% # Change304.00%
Stck Ticker594918104 Stock NameMicrosoft Corporation $ Position$9,488,747 % Position4.00% $ Change-2.00% # Change-3.00%
Stck Ticker57636Q104 Stock NameMastercard Incorporated Class A $ Position$6,265,558 % Position3.00% $ Change0.00% # Change-2.00%
Stck Ticker12503M108 Stock NameCboe Global Markets Inc $ Position$6,405,509 % Position3.00% $ Change-17.00% # Change-4.00%
Stck Ticker231021106 Stock NameCummins Inc. $ Position$6,440,184 % Position3.00% $ Change28.00% # Change-3.00%
Stck Ticker12504L109 Stock NameCBRE Group, Inc. Class A $ Position$3,985,211 % Position2.00% $ Change-4.00% # Change-3.00%
Stck Ticker02079K305 Stock NameAlphabet Inc. Class A $ Position$5,325,935 % Position2.00% $ Change24.00% # Change0.00%

Brochure Summary