Adviser Profile

AUM* 442,031,005 42%
of that, discretionary 442,031,005 42%
Number of Employees 6 20%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 511,019 30%
% High Net Worth 46.00% -24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

442M 379M 316M 253M 189M 126M 63M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$65,278,987 % Position16.00% $ Change14.00% # Change0.00%
Stck Ticker45409B560 Stock NameNEW YORK LIFE INVESTMENTS ET $ Position$18,898,814 % Position5.00% $ Change15.00% # Change1.00%
Stck Ticker92647X830 Stock NameVICTORY PORTFOLIOS II $ Position$19,757,838 % Position5.00% $ Change11.00% # Change-4.00%
Stck Ticker74348A467 Stock NamePROSHARES TR $ Position$22,382,002 % Position5.00% $ Change11.00% # Change110.00%
Stck Ticker921946810 Stock NameVANGUARD WHITEHALL FDS $ Position$12,065,234 % Position3.00% $ Change9.00% # Change3.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$11,581,398 % Position3.00% $ Change18.00% # Change-1.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$11,553,464 % Position3.00% $ Change9.00% # Change9.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$8,989,196 % Position2.00% $ Change15.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$7,327,571 % Position2.00% $ Change11.00% # Change-3.00%
Stck Ticker33740F805 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$8,835,441 % Position2.00% $ Change8.00% # Change8.00%