Adviser Profile

As of Date 07/07/2026
Registration SEC, Approved, 06/03/2014
Other registrations (5)
ADV Location PHOENIXVILLE, PA, United States
Contact Info 610 xxxxxxx
Websites
AUM* 374,449,027 40%
of that, discretionary 367,377,405 40%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 493,996 34%
% High Net Worth 46.60% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

367M 315M 262M 210M 157M 105M 52M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker573874104 Stock NameMARVELL TECHNOLOGY INC $ Position$21,324,307 % Position5.00% $ Change195.00% # Change-2.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$17,612,509 % Position4.00% $ Change131.00% # Change-27.00%
Stck Ticker61774R841 Stock NameMORGAN STANLEY ETF TRUST $ Position$14,247,329 % Position3.00% $ Change8.00% # Change8.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$12,661,495 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker72201R775 Stock NamePIMCO ETF TR $ Position$15,054,481 % Position3.00% $ Change-32.00% # Change-32.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$14,419,870 % Position3.00% $ Change23.00% # Change7.00%
Stck Ticker14020Y300 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$11,346,022 % Position3.00% $ Change84.00% # Change84.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$9,489,848 % Position2.00% $ Change # Change
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$9,983,933 % Position2.00% $ Change-11.00% # Change-27.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$8,588,316 % Position2.00% $ Change23.00% # Change-1.00%