Principal Owners Dream Capital Advisors, LLC was founded in 2006 by the firm’s principal owner, Robert J. Cook. Dream Capital has an office in Lincolnshire, Illinois and in Naples, Florida. Firm Description The principal business of Dream Capital Advisors, LLC (herein after referred to as Dream Capital) consists of offering personalized fee based investment management to individuals, trusts, estates, charitable organizations, and small businesses. This activity includes the provision of continuous advice concerning investment of monies consistent with the circumstances, preferences, and objectives of each client. The investment management process includes an assessment of each client’s objectives, needs, restrictions, and portfolio holdings. We attempt to structure each client’s investment portfolio in the context of these considerations. Types of Advisory Services Individual Customized Portfolios Dream Capital will manage accounts on a discretionary or non-discretionary basis. In order to determine a suitable course of action for an individual client, Dream Capital shall perform a review of the variables that are presented. Such a review may include, but would not necessarily be limited to, investment objectives, considerations of the client’s overall financial condition, income and tax status, personal and business assets, risk profile and other factors unique to the client’s particular situation. In making investment decisions on behalf a client profile document and/or client questionnaire, this would complete by the client. A client’s portfolio may include cash, stock, bonds, closed-end mutual funds, exchange traded funds

(ETF’s), and other types of securities. Dream Capital will work with investment management clients on an on-going basis to evaluate asset allocations as well as rebalance portfolio’s to keep in line with each client’s goals as necessary. Client’s accounts can be managed in a tax aware manner; however Dream Capital does not provide tax management services. Securities from outside accounts may be transferred into a client’s existing advisory account with Dream Capital. Dream Capital may recommend that a client sell any security if it is not suitable for the current recommended investment strategy. The client is responsible for any taxable events in these instances. The client should always consult with their tax advisor for specific tax advice. When a client chooses to have Dream Capital manage their assets, Dream Capital will provide the client with an Investment Management Agreement. It is important for the client to read all the terms of this Agreement before signing. Either party to this Agreement may terminate the relationship upon 30 days written notice to the other. An individual customized portfolio with Dream Capital will be managed either on a discretionary or non-discretionary basis. A discretionary agreement allows Dream Capital to determine the securities to be bought and sold as well as the amount of securities to be bought or sold for the client’s account without the client’s prior approval. A non-discretionary agreement requires Dream Capital to obtain client permission prior to executing any and all trades. Assets under Management As of March 8, 2024, Dream Capital had approximately $552,977,665 in discretionary assets under management.