Adviser Profile

As of Date 05/26/2026
Registration SEC, Approved, 02/10/2014
Other registrations (1)
ADV Location EDINA, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 453,642,492 15%
of that, discretionary 447,677,197 14%
Number of Employees 8
of those in investment advisory functions 6 -25%
Private Fund GAV* 0
Avg Account Size 450,042 7%
% High Net Worth 72.88% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

448M 384M 320M 256M 192M 128M 64M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US Filing Date10/08/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US Filing Date01/08/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date07/21/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$16,878,356 % Position7.00% $ Change15.00% # Change0.00%
Stck Ticker78468R531 Stock NameSPDR SERIES TRUST $ Position$11,333,614 % Position5.00% $ Change14.00% # Change-2.00%
Stck Ticker46435U713 Stock NameISHARES TR $ Position$11,418,373 % Position5.00% $ Change8.00% # Change-2.00%
Stck Ticker46435G425 Stock NameISHARES TR $ Position$11,561,977 % Position5.00% $ Change16.00% # Change0.00%
Stck Ticker25434V807 Stock NameDIMENSIONAL ETF TRUST $ Position$9,507,520 % Position4.00% $ Change18.00% # Change15.00%
Stck Ticker67092P201 Stock NameNUSHARES ETF TR $ Position$10,108,014 % Position4.00% $ Change28.00% # Change-1.00%
Stck Ticker46435G516 Stock NameISHARES TR $ Position$9,170,550 % Position4.00% $ Change4.00% # Change-4.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$7,798,263 % Position3.00% $ Change5.00% # Change-2.00%
Stck Ticker69374H360 Stock NamePACER FDS TR $ Position$6,705,212 % Position3.00% $ Change15.00% # Change-4.00%
Stck Ticker808524730 Stock NameSCHWAB STRATEGIC TR $ Position$6,262,338 % Position3.00% $ Change6.00% # Change2.00%

Brochure Summary