9AT: SNOW FINANCIAL MANAGEMENT, LLC

SNOW FINANCIAL MANAGEMENT, LLC

SNOW FINANCIAL MANAGEMENT, LLC

MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT

SNOW, MICHAEL

SNOW FINANCIAL MANAGEMENT

SNOW ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/28/2026
Registration	SEC, Approved, 07/23/2004
Other registrations (2)	California, Terminated, 07/27/2004 New York, Terminated, 07/27/2004
Contact Info	631 xxxxxxx
Websites

AUM^*	97,568,392 9%
of that, discretionary	97,568,392 9%
Number of Employees	4
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	691,974 20%
% High Net Worth	70.00% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

182M 156M 130M 104M 78M 52M 26M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Firm Information Snow Financial Management (“SFM”) has been in business since 1997. The firm’s principal, Michael Snow has over 40 years of experience in the investment industry. B. Advisory Services Offered SFM provides personalized investment management services. The firm provides financial advice to individuals, high net worth individuals, pension and profit-sharing plans, trusts, estates, retirement accounts, charitable organizations and businesses. Asset Management Separate Accounts SFM requires each client to place at least $500,000 with the firm. This minimum may be waived at the discretion of SFM. Asset management services may be provided on a “discretionary” basis. When SFM is engaged to provide asset management services on a discretionary basis, SFM will monitor the accounts to ensure that they are meeting the client’s asset allocation requirements. If any changes are needed,

SFM will make the changes. These changes may involve selling a security or group of investments and buying others or keeping the proceeds in cash. Clients may at any time place restrictions on the way their account is managed. For example, a client may restrict the types of investments SFM may use in the client’s account, or the allocations to a security type. When clients engage SFM to provide asset management services, the client and SFM will execute an Investment Management Agreement that describes the services to be provided, the fees for the service, other expenses related to the provision of the investment management services, and how to terminate the agreement. The agreement also grants SFM authority over the client accounts consistent with what is necessary to perform SFM’s duties and outlines the responsibilities of both the client and SFM. As of December 31, 2023 SFM manages $89,121,120 in client assets all on a discretionary basis.

SNOW FINANCIAL MANAGEMENT, LLC

SNOW FINANCIAL MANAGEMENT, LLC

MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT

SNOW, MICHAEL

SNOW FINANCIAL MANAGEMENT

SNOW ASSET MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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SNOW FINANCIAL MANAGEMENT, LLC SNOW FINANCIAL MANAGEMENT, LLC MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT SNOW, MICHAEL SNOW FINANCIAL MANAGEMENT SNOW ASSET MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

SNOW FINANCIAL MANAGEMENT, LLC

SNOW FINANCIAL MANAGEMENT, LLC

MICHAEL SNOW D/B/A SNOW FINANCIAL MANAGEMENT

SNOW, MICHAEL

SNOW FINANCIAL MANAGEMENT

SNOW ASSET MANAGEMENT, LLC