9AT: ALGEBRIS INVESTMENTS (US) INC.

Adviser Profile

As of Date	03/23/2026
Registration	SEC, Approved, 10/15/2013
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	6,944,681,122 -46%
of that, discretionary	6,944,681,122 -46%
Number of Employees	4
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	1,388,936,224 -46%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GLG PARTNERS LP	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund404.0m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM64.5b	#Funds9
Adviser WELLFIELD CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM326.0m	#Funds-
Adviser MARBLE POINT CREDIT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.8b	#Funds-
Adviser ASPECT CAPITAL LIMITED	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund560.6m	Total Private Fund GAV2.6b	AUM2.6b	#Funds10
Adviser LIJARO ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM801.1m	#Funds-
Adviser R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.	Hedge Fund72.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV72.8m	AUM33.6m	#Funds6
Adviser BRACEBRIDGE CAPITAL, LLC	Hedge Fund114.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV114.9b	AUM100.3b	#Funds12
Adviser NEW FORESTS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund45.9m	Real Estate Fund612.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV658.0m	AUM981.9m	#Funds4
Adviser MILLENNIUM MANAGEMENT LLC	Hedge Fund712.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV712.7b	AUM720.8b	#Funds31
Adviser NUCLEO CAPITAL LTDA.	Hedge Fund15.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.8m	AUM279.5m	#Funds1

Brochure Summary

Overview

Algebris US was incorporated in August 2009 under the laws of Delaware and is wholly owned by Algebris Investments Group Ltd which is wholly owned by Algebris Investments Holdings Ltd. Algebris Investments Holdings Ltd is owned by N1 S.a r.l., which is wholly owned by Davide Serra. Algebris US is in common ownership with Algebris (UK) Limited (“Algebris UK”) and Algebris Investments (Ireland) Limited (“Algebris Ireland”). Algebris US, Algebris UK and Algebris Ireland are hereinafter collectively referred to as “Algebris” or the “Company”. Algebris UK is authorized and regulated by the UK’s Financial Conduct Authority and is also an SEC Exempt Reporting Adviser. Algebris Ireland is authorized and regulated by the Central Bank of Ireland and is also an SEC Exempt Reporting Adviser. Algebris UK’s office is located in London and Algebris Ireland’s office is located in Dublin, neither have any presence in the US. Algebris

Ireland is the appointed investment manager of certain Algebris funds and has delegated investment advisory services to Algebris UK and Algebris US. Algebris UK provides investment advisory services to various pooled investment vehicles. Algebris UK has sub-delegated certain investment advisory services to Algebris US. Algebris provides investment advisory services to various pooled investment vehicles (the “Funds” or the “Clients”) on a discretionary basis with a focus on the global financial services sector. The Funds include UCITS funds, Private Funds, and private mandates for institutional clients As of December 31, 2023, Algebris UK provided continuous and regular supervisory or management services to approximately $12 billion of securities portfolios on a discretionary basis. As of December 31, 2023, Algebris US co-managed $12 billion of this on a discretionary basis.

ALGEBRIS INVESTMENTS (US) INC.

ALGEBRIS INVESTMENTS (US) INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ALGEBRIS INVESTMENTS (US) INC. ALGEBRIS INVESTMENTS (US) INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ALGEBRIS INVESTMENTS (US) INC.

ALGEBRIS INVESTMENTS (US) INC.