9AT: BRACEBRIDGE CAPITAL, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 03/30/2012
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	100,349,501,374 54%
of that, discretionary	100,349,501,374 54%
Number of Employees	168 8%
of those in investment advisory functions	59 4%
Private Fund GAV^*	100,346,556,006 18%
Avg Account Size	8,362,458,448 54%
SMA’s	No
Private Funds	12

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SCHONFELD STRATEGIC ADVISORS LLC	Hedge Fund296.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV296.5b	AUM225.3b	#Funds42
Adviser EXODUSPOINT CAPITAL MANAGEMENT, LP	Hedge Fund181.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV181.8b	AUM159.4b	#Funds6
Adviser NEWTON INVESTMENT MANAGEMENT NORTH AMERICA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM59.2b	#Funds-
Adviser RBC ROCHDALE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM73.0b	#Funds1
Adviser AMERICAN BEACON ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM59.9b	#Funds-
Adviser ONEDIGITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM155.4b	#Funds-
Adviser HARRIS \| OAKMARK	Hedge Fund562.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV562.5m	AUM109.5b	#Funds2
Adviser GW&K INVESTMENT MANAGEMENT, LLC	Hedge Fund171.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV171.0m	AUM52.8b	#Funds3
Adviser LIGHTHOUSE INVESTMENT PARTNERS, LLC	Hedge Fund54.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV54.0b	AUM87.4b	#Funds141
Adviser SANDERS CAPITAL, LLC	Hedge Fund2.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.1b	AUM122.2b	#Funds3

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464288903	Stock NameISHARES TR (CALL)	$ Position$1,760,147,697	% Position32.00%	$ Change	# Change
Stck Ticker464288953	Stock NameISHARES TR (PUT)	$ Position$1,571,466,479	% Position28.00%	$ Change632.00%	# Change628.00%
Stck Ticker78463V957	Stock NameSPDR GOLD TR (PUT)	$ Position$477,052,100	% Position9.00%	$ Change12.00%	# Change31.00%
Stck Ticker464287905	Stock NameISHARES TR (CALL)	$ Position$414,741,180	% Position7.00%	$ Change100.00%	# Change65.00%
Stck Ticker464287955	Stock NameISHARES TR (PUT)	$ Position$414,741,180	% Position7.00%	$ Change	# Change
Stck Ticker78463V107	Stock NameSPDR GOLD TR	$ Position$233,350,311	% Position4.00%	$ Change-43.00%	# Change-34.00%
Stck Ticker88160R901	Stock NameTESLA INC (CALL)	$ Position$198,733,500	% Position4.00%	$ Change275.00%	# Change232.00%
Stck Ticker88160R951	Stock NameTESLA INC (PUT)	$ Position$85,171,500	% Position2.00%	$ Change61.00%	# Change42.00%
Stck Ticker912932100	Stock NameUNITI GROUP LLC	$ Position$92,030,577	% Position2.00%	$ Change27.00%	# Change4.00%
Stck Ticker78463V907	Stock NameSPDR GOLD TR (CALL)	$ Position$81,043,600	% Position1.00%	$ Change-6.00%	# Change10.00%

Brochure Summary

Overview

Bracebridge Capital, LLC (“Bracebridge” or the “Investment Manager”) is an investment adviser organized as a Delaware limited liability company. Nancy Zimmerman and Gabriel Sunshine founded the business in 1994 (under a former adviser entity that was replaced by Bracebridge in 1996) as a manager of absolute return investment funds. Nancy Zimmerman and Gabriel Sunshine control Bracebridge Capital II, L.P. and SVZ, L.P., the principal owners of Bracebridge. Bracebridge provides investment advisory services to pooled investment vehicles that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”), and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”) (each, a “Fund” and collectively, the “Funds”). As the investment adviser of the Funds, Bracebridge’s services consist of identifying opportunities for acquisition and disposition of investments for the Funds.

Investment advice is provided directly to the Funds and not individually to the limited partners or shareholders of the Funds. Bracebridge manages each Fund consistent with the stated investment strategy of such Fund as described in such Fund’s offering documents. Bracebridge provides services to the Funds in accordance with the investment management agreements with the Funds and/or governing documents of the applicable Fund. Bracebridge has discussions with investors from time to time at their request regarding their investment activities, but the firm does not provide specifically tailored investment services to investors. From time to time, consistent with relevant offering memoranda, Bracebridge pursues specialized investment strategies on behalf of one or more funds or classes of interests. As of December 31, 2023, Bracebridge’s regulatory assets under management were approximately $65,099,820,270, all of which are managed on a discretionary basis.

BRACEBRIDGE CAPITAL, LLC

BRACEBRIDGE CAPITAL, LLC

BBLAM, LLC (RELYING ADVISER)

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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BRACEBRIDGE CAPITAL, LLC BRACEBRIDGE CAPITAL, LLC BBLAM, LLC (RELYING ADVISER)

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

BRACEBRIDGE CAPITAL, LLC

BRACEBRIDGE CAPITAL, LLC

BBLAM, LLC (RELYING ADVISER)