Adviser Profile

AUM* 155,409,677,415 9%
of that, discretionary 59,084,688,779 17%
Number of Employees 648 6%
of those in investment advisory functions 367 10%
Private Fund GAV* 0
Avg Account Size 3,840,215 3%
% High Net Worth 21.13% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

96B 83B 69B 55B 41B 28B 14B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date12/22/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date08/27/2024 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date10/16/2023 Form ADV-E View Report

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Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$992,881,361 % Position8.00% $ Change10.00% # Change7.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$480,759,488 % Position4.00% $ Change23.00% # Change29.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$227,320,618 % Position2.00% $ Change27.00% # Change11.00%
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$192,665,396 % Position2.00% $ Change2.00% # Change2.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$288,702,038 % Position2.00% $ Change7.00% # Change5.00%
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Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$287,117,005 % Position2.00% $ Change9.00% # Change3.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$259,663,460 % Position2.00% $ Change257.00% # Change256.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$69,712,881 % Position1.00% $ Change33.00% # Change39.00%
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Brochure Summary