Adviser Profile

AUM* 155,409,677,415 9%
of that, discretionary 59,084,688,779 17%
Number of Employees 648 6%
of those in investment advisory functions 367 10%
Private Fund GAV* 0
Avg Account Size 3,840,215 3%
% High Net Worth 21.13% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

96B 83B 69B 55B 41B 28B 14B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date12/22/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date08/27/2024 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date10/16/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$905,998,411 % Position8.00% $ Change66.00% # Change44.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$391,207,267 % Position3.00% $ Change12.00% # Change12.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$269,117,860 % Position2.00% $ Change22.00% # Change5.00%
Stck Ticker25434V864 Stock NameDIMENSIONAL ETF TRUST $ Position$185,307,440 % Position2.00% $ Change5.00% # Change5.00%
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$188,374,857 % Position2.00% $ Change20.00% # Change5.00%
Stck Ticker464288588 Stock NameISHARES TR $ Position$178,881,311 % Position2.00% $ Change6.00% # Change6.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$178,711,154 % Position2.00% $ Change15.00% # Change1.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$235,847,450 % Position2.00% $ Change18.00% # Change3.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$263,149,831 % Position2.00% $ Change21.00% # Change4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$120,013,885 % Position1.00% $ Change23.00% # Change7.00%

Brochure Summary