9AT: WELLFIELD CAPITAL MANAGEMENT

Adviser Profile

As of Date	09/08/2023
Registration status	Terminated
ADV Location	KINGWOOD, TX, United States
Contact Info	281 xxxxxxx

AUM^*	326,016,551
of that, discretionary	326,016,551 100%
Number of Employees	5 25%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	108,672,184
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MARBLE POINT CREDIT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.8b	#Funds-
Adviser GLG PARTNERS LP	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund404.0m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM64.5b	#Funds9
Adviser ALGEBRIS INVESTMENTS (US) INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.9b	#Funds-
Adviser ASPECT CAPITAL LIMITED	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund560.6m	Total Private Fund GAV2.6b	AUM2.6b	#Funds10
Adviser NEW FORESTS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund45.9m	Real Estate Fund612.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV658.0m	AUM981.9m	#Funds4
Adviser HFR ASSET MANAGEMENT, L.L.C	Hedge Fund326.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV326.2m	AUM326.2m	#Funds2
Adviser PARTNERS GROUP US MANAGEMENT CLO LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund9.8b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.8b	AUM9.0b	#Funds24
Adviser REGATTA LOAN MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds-
Adviser LIJARO ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM801.1m	#Funds-
Adviser WFM ASIA (BVI) LIMITED	Hedge Fund2.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.6b	AUM2.6b	#Funds2

Brochure Summary

Overview

Wellfield Capital Management LP (“Wellfield”) is a Delaware Limited Partnership that was formed on July 20, 2022 and is principally owned by Michael Pope and Wellfield Capital Management GP LLC. Any reference to the “Firm,” “Investment Manager,” “us,” “we,” and “our” in this Brochure refer to Wellfield. Wellfield provides discretionary investment advice to one or more pooled investment vehicles structured as private funds (each a “Fund(s),”) and Sub Advised Funds (each of the Fund(s) and Sub Advised Fund is referred to herein as a “Client” or referred to collectively as the “Clients”). An affiliate of Wellfield, Wellfield Capital Management GP LLC acts as the General Partner (“General Partner”) to Wellfield Capital Management LP. The Firm expects to commence operations in January 2023. Wellfield is an asset management firm that seeks to generate above-average uncorrelated returns via bottom- up alpha with moderate volatility. Wellfield primarily invest in public securities issued primarily by companies in North America and Developed Europe. Wellfield will invest in securities outside of these locales opportunistically, from time to time. Wellfield may from time to time engage in the purchase/sale of swaps or the purchase/sale and/or writing of options on stocks and ETFs for both hedging and speculative purposes and will opportunistically

invest within the Global Energy Value Chain. The Firm will employ a research- driven coverage model approach to investing, with an intermediate-term investment horizon. All discussions of any private fund offered by Wellfield in this brochure, including but not limited to their investments, the strategies used in managing the Funds, the fees and other costs associated with an investment in the Funds, and conflicts faced by the Firm in connection with the management of the Funds, are qualified in their entirety by reference to each Fund’s respective offering memorandum and/or advisory agreement (collectively, “Governing Documents”). With respect to each Fund and Sub Advised Fund that Wellfield manages, we tailor our investment advisory services to the strategies and conditions set forth in the Fund’s respective Governing Documents, rather than the individual needs of any Fund’s underlying investors (hereinafter “Investors”). As a general matter, in the context of any Fund we do not tailor our services to take into account any specific conditions of any Investor, and Investors generally may not prescribe additional investment restrictions beyond those described in the applicable Governing Documents. Wellfield individually negotiates investment terms with each Sub Advised Fund Client. As of February 1, 2023, Wellfield has $326,016,551 in RAUM.

WELLFIELD CAPITAL MANAGEMENT

WELLFIELD CAPITAL MANAGEMENT

WELLFIELD CAPITAL MANAGEMENT, LP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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WELLFIELD CAPITAL MANAGEMENT WELLFIELD CAPITAL MANAGEMENT WELLFIELD CAPITAL MANAGEMENT, LP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WELLFIELD CAPITAL MANAGEMENT

WELLFIELD CAPITAL MANAGEMENT

WELLFIELD CAPITAL MANAGEMENT, LP