Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 06/17/2013
ADV Location WINTER PARK, FL, United States
Contact Info 407 xxxxxxx
Websites
AUM* 184,433,508 9%
of that, discretionary 183,796,705 10%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 539,279 6%
% High Net Worth 22.33% -6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

184M 158M 131M 105M 79M 53M 26M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$11,740,382 % Position7.00% $ Change0.00% # Change0.00%
Stck Ticker82889N640 Stock NameSIMPLIFY EXCHANGE TRADED FUN $ Position$7,886,310 % Position5.00% $ Change8.00% # Change8.00%
Stck Ticker33738R308 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$6,039,719 % Position4.00% $ Change24.00% # Change20.00%
Stck Ticker032108409 Stock NameAMPLIFY ETF TR $ Position$7,064,032 % Position4.00% $ Change7.00% # Change5.00%
Stck Ticker78433H303 Stock NameNEOS ETF TRUST $ Position$7,257,325 % Position4.00% $ Change15.00% # Change7.00%
Stck Ticker78433H675 Stock NameNEOS ETF TRUST $ Position$5,947,562 % Position4.00% $ Change28.00% # Change12.00%
Stck Ticker33739Q200 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$6,459,951 % Position4.00% $ Change-7.00% # Change-7.00%
Stck Ticker33733E104 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$7,400,239 % Position4.00% $ Change2.00% # Change0.00%
Stck Ticker33733E823 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$6,247,081 % Position4.00% $ Change28.00% # Change18.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$6,960,718 % Position4.00% $ Change6.00% # Change-2.00%

Brochure Summary