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Adviser Profile

Registration status Terminated
As of Date 04/09/2025
Adviser Type - Large advisory firm
Number of Employees 1 -92.31%
of those in investment advisory functions -100.00%
AUM* 468,148,435
of that, discretionary 0
Private Fund GAV* 0
Avg Account Size 620,064
% High Net Worth 25.70%
SMA’s Yes
Private Funds 0
Contact Info 646 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

600M 514M 429M 343M 257M 171M 86M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary