Adviser Profile

As of Date 09/18/2026
Registration SEC, Approved, 01/07/2022
ADV Location SAN RAMON, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 396,853,806 17%
of that, discretionary 375,097,065 34%
Number of Employees 7
of those in investment advisory functions 5 67%
Private Fund GAV* 0
Avg Account Size 1,102,372 261%
% High Net Worth 43.73% 9%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

375M 322M 268M 214M 161M 107M 54M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary