Adviser Profile

As of Date 01/20/2026
Registration SEC, Approved, 01/25/2013
Other registrations (2)
Contact Info (77 xxxxxxx
Websites
AUM* 496,295,948 18%
of that, discretionary 496,295,948 18%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 24,814,797 35%
% High Net Worth 54.55%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

569M 488M 407M 325M 244M 163M 81M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$195,420,344 % Position41.00% $ Change6.00% # Change-8.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$187,449,154 % Position40.00% $ Change11.00% # Change12.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$77,544,990 % Position16.00% $ Change-7.00% # Change-7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$5,833,498 % Position1.00% $ Change14.00% # Change0.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$2,981,720 % Position1.00% $ Change50.00% # Change0.00%
Stck Ticker25434V401 Stock NameDIMENSIONAL ETF TRUST $ Position$609,060 % Position0.00% $ Change16.00% # Change0.00%
Stck Ticker25434V500 Stock NameDIMENSIONAL ETF TRUST $ Position$732,085 % Position0.00% $ Change16.00% # Change0.00%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST $ Position$362,641 % Position0.00% $ Change12.00% # Change0.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$647,624 % Position0.00% $ Change4.00% # Change0.00%