Page 4 A. MPI Wealth Management, LLC MPI Wealth Management, LLC (“MPI Wealth” and/or “the firm”) is an Illinois limited liability company and an independent investment management firm founded in 2019. The principal owners of MPI Wealth are David W. Pequet and Matthew D. Pequet. MPI Wealth's principal business is that of an investment advisor. MPI Wealth is not engaged in any other business or profession, nor does MPI Wealth offer or sell any type of product to clients other than investment advice concerning securities and other investments. B. Investment Advisor Services Investment advisory services are provided on a discretionary basis, although MPI Wealth may consider a nondiscretionary arrangement under certain circumstances. For its discretionary asset management services, MPI Wealth receives a limited power of attorney to effect securities transactions on behalf of its clients that include securities and strategies described in Item 8 of this brochure. MPI Wealth also serves as a sub-advisor to various domestic entities. MPI Wealth utilizes an investment questionnaire/profile and/or client interviews to help determine client suitability. MPI Wealth's investment advisory services are based on investment analysis and research performed by MPI Wealth’s investment managers. Investment services are offered in following investment categories: ▪ Equity Securities ▪ Exchange Traded Funds (ETF’s) ▪ Fixed Income Securities ▪ Municipal Fixed Income Securities ▪ Mutual Funds ▪ Customized Investment Services ▪ Sub Advisor to Investment & Trust Companies Investment advice and portfolio decisions are based primarily upon using both a variety of quantitative techniques including both technical and fundamental data and macroeconomic analysis. Individual client portfolios are typically structured around client-specified objectives which may be based, among other things, upon the desire to seek a specified risk adjusted rate of return or a specified level of performance in comparison to a published market index. In general, MPI Wealth’s goal is to obtain comparable investment results for similarly situated clients. The investment managers meet regularly and serve as a forum to share and discuss economic

and investment ideas among investment professionals as well as to periodically communicate various business and compliance policies. Investment decisions for separate accounts are made by the portfolio manager for such accounts. Page 5 Clients are obligated to provide the firm with any reasonable investment restrictions that should be imposed on the management of their portfolio, and to promptly notify the firm in writing of any changes in such restrictions or in the client's personal financial circumstances, investment objectives, goals and tolerance for risk. MPI Wealth will remind clients of their obligation to inform the firm of any such changes or any restrictions that should be imposed on the management of the client’s account. MPI Wealth will also contact clients at least annually to determine whether there have been any changes in a client's personal financial circumstances, investment objectives and tolerance for risk. C. Client-Tailored Services and Client-Imposed Restrictions Each client’s account will be managed on the basis of the client’s financial situation and investment objectives and in accordance with any reasonable restrictions imposed by the client on the management of the account—for example, restricting the type or amount of security to be purchased in the portfolio. D. Wrap Fee Programs MPI Wealth participates in wrap fee programs offered by certain financial institutions. These include the following: ▪ Core Asset Manager Program, sponsored by Brinker Capital, Inc. ▪ Manager’s Choice Program, sponsored by American Portfolios Financial Services, Inc. As manager of the wrap fee program, MPI Wealth receives a portion of the wrap fee charged to clients. There is no difference in how an account is managed whether or not it is a wrap fee program. Clients may pay more or less in total fees when participating in a wrap fee program than clients not participating in a like program pay. Clients will receive program information directly from the financial institution that sponsors the wrap fee program. E. Client Assets Under Management As of December 31, 2023, MPI Wealth had $247,018,126 assets under management, all discretionary. Item 5: Fees and Compensation