Overview
A. Firm Description
Stonepoint Capital, LLC (“SC” or the “Firm”) is an investment management firm that is
registered with the Securities and Exchange Commission regulatory agency as an investment
adviser.
SC is organized as a limited liability company that was founded in 2015. SC’s current
business activity consists of providing investment advisory services utilizing its proprietary
investment strategy to individuals, high net worth individuals, families, and institutions. It may
also offer financial planning, business/tax consulting services to clients.
Principal Owners: SC is solely owned by Timothy James Wolters.
B. Types of Advisory Services:
SC provides investment advice and financial planning services to individuals, families, trusts,
and institutions. SC does not assess a fee for its financial planning services.
C. Tailored Relationships:
The asset management services and separately managed advisory programs offered by SC are
based on the individual needs of our clients which are assessed in client interviews
and the
suitability of products and services. We make a thorough assessment of our client’s goals,
objectives, investment horizon, and risk tolerance. SC does not allow clients to impose
restrictions on investments.
D. Wrap Fee Programs:
Wrap Fee Programs are arrangements between broker-dealers, investment advisers, banks
and other financial institutions and affiliated and unaffiliated investment advisers through
which the clients of such firms receive discretionary investment advisory, execution, clearing
and custodial services in a “bundled” form. In exchange for these “bundled” services, the
clients pay an all-inclusive (or “wrap”) fee determined as a percentage of the assets held in
the wrap account.
Due to the nature of its advisory services, SC does not participate in and is not a sponsor of
wrap fee programs.
E. Assets under Management:
SC had approximately $154,896,705 in assets under advisement on a discretionary basis as of
December 31, 2022.