Quinn Wealth Advisors (hereinafter, “QWA”, “Advisor” or the “Firm”) offers the
following services as part of its advisory business:
Investment Advisory Services
Quinn Wealth Advisors is a separate series of Independent Wealth Partners, LLC
(“IWP”), a Delaware series limited liability company. DT Investment Partners, LLC (“DTIP”) is
a Delaware limited liability company that is the LLC Manager of Independent Wealth Partners,
LLC. Both Quinn Wealth Advisors and DT Investment Partners are registered investment
advisers with the Securities and Exchange Commission. As a registered investment advisor with
the Securities and Exchange Commission, QWA is subject to a fiduciary standard of care.
Simply stated, investment recommendations by QWA must be in the best interest of its clients
and client’s interests always take precedence to those of QWA.
Quinn Wealth Advisors and DT Investment Partners, LLC have entered into a
Management Services Agreement for the provision of administrative services and sub-advisory
services by DTIP to QWA.
At December 31, 2023, Quinn Wealth Advisors had discretionary assets under
management of $48,299,676. The company has managed non-discretionary assets of $86,274.
Total assets under management were $48,385,950.
QWA offers advisory services to individuals, pension and profit sharing plans, trusts,
estates, charitable organizations, corporations and other organizations on a discretionary and
non-discretionary basis.
In addition, QWA may offer financial planning services to clients. Such services may
include cash flow analysis, retirement planning and review of a client’s 401k plans and asset
allocations. To date these services are offered without a fee and without a financial planning
contract and are designed to help clients develop a holistic approach to all of their investment
planning which may include assets managed by QWA for a fee.
Quinn Wealth Advisors believes that asset allocation among various asset classes offers
the best opportunity to achieve investment success. QWA employs subadvisers, particularly its
affiliate, DT Investment Partners, LLC, to provide Clients investment options and to manage
assets on its behalf.
QWA’s mission is to deliver independent, Client-specific advice in helping each Client
achieve their financial, retirement and investment goals. Even the most complex plans need
clarity of purpose. Each Client’s goals are specific to them and require a customized solution that
best addresses their needs. Accordingly, QWA assists Clients in developing an appropriate
Investment Policy Statement for assets under discretionary authority of the firm. The Policy is
based on the Client’s investment goals and objectives and risk tolerances. The firm
provides
coordination and administration of appropriate accounts and related asset transfers. The
Investment Policy for each Client receives customized implementation which includes active tax
and cost efficient portfolio management. The Client may impose modest restrictions regarding
investment in certain securities.
The firm provides continuous monitoring and management of the investment vehicles
chosen to implement portfolio strategies. As necessary, Client portfolios are rebalanced or
policies and strategies are modified if circumstances or Client objectives dictate. In addition to
statements received from qualified custodians, Clients receive quarterly detailed written reports
from QWA with respect to their investment portfolio. As requested, Clients may receive
preliminary tax information (e.g. realized and unrealized gains/losses, interest and dividends
received) to facilitate tax planning.
Prior to engaging QWA to provide investment advisory services, the Client will be
required to enter into an Investment Advisory Agreement with QWA setting forth the terms and
conditions of the engagement, describing the scope of the services to be provided, and the
portion of the fee, if any, that is due from the Client prior to QWA commencing services.
A Client may terminate its investment advisory agreement upon written or verbal notice
to QWA and is effective upon receipt. Upon termination, fees paid in advance will be prorated
and any unearned portion thereof will be returned to the Client. The refund will be calculated
based on the number of days remaining in the billing period after the date of termination. Fees
paid in arrears will be pro-rated and any earned portion thereof will be due to QWA. The fee
will be calculated based on the number of days during the billing period that the account was
managed before the date of termination.
Advisor will assist Clients with appointment of a qualified custodian to hold Client funds
and securities. Advisor shall never hold Client funds or securities and shall be deemed to have
custody solely because of its authority to deduct fees.
Advisory recommendations are based on the Client’s financial situation at the time the
services are provided and are based on financial information disclosed by the Client to Advisor.
Clients are advised that certain assumptions may be made with respect to interest and inflation
rates and the use of past trends and performance of the market and economy. Past performance
is in no way an indication of future performance. Further, Clients are advised that asset
allocation does not assure profit or protect against loss in declining markets. As the Client’s
financial situation, goals, objectives or needs change, the Client must notify QWA promptly.