Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 04/29/2019
Other registrations (2)
ADV Location SAN LUIS OBISPO, CA, United States
Contact Info (80 xxxxxxx
Websites
AUM* 422,974,204 61%
of that, discretionary 386,603,074 54%
Number of Employees 8 14%
of those in investment advisory functions 7 40%
Private Fund GAV* 0
Avg Account Size 261,256 -29%
% High Net Worth 14.99% 35%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

387M 331M 276M 221M 166M 110M 55M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary