Adviser Profile

As of Date 05/15/2026
Registration SEC, Approved, 10/19/2011
ADV Location LOS ANGELES, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 5,938,136,974 39%
of that, discretionary 5,901,651,536 40%
Number of Employees 39
of those in investment advisory functions 18
Private Fund GAV* 0 -100%
Avg Account Size 1,237,628 36%
% High Net Worth 57.89% 9%
SMA’s Yes
Private Funds 0 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6B 6B 5B 4B 3B 2B 926M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees