9AT: CARDINAL CAPITAL MANAGEMENT, L.L.C.

CARDINAL CAPITAL MANAGEMENT, L.L.C.

other names

CARDINAL CAPITAL MANAGEMENT, L.L.C.

Adviser Profile

Registration status

Terminated

As of Date	01/08/2025
ADV Location	GREENWICH, CT, United States
Adviser Type - Large advisory firm
Number of Employees	13 -13%
of those in investment advisory functions	7

AUM^*	386,263,987 -74%
of that, discretionary	386,263,987 -74%
Private Fund GAV^*	0 -100%
Avg Account Size	1,514,761 -67%
% High Net Worth	14.29% 29%
SMA’s	Yes
Private Funds	0
Contact Info	203 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

4B 4B 3B 3B 2B 1B 633M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Cardinal Capital Management, L.L.C. is a Greenwich, Connecticut-based SEC Registered Investment Adviser that has been in business and registered with the SEC since April 1995. The firm is 100% owned by Managing Partners Eugene Fox, III and Robert B. Kirkpatrick, CFA, Partners Rachel D. Matthews and Robert Fields, and retired Managing Partner Amy K. Minella. The Adviser provides advisory services on a discretionary basis to its clients, which include individuals, institutions, registered investment companies, and pooled investment vehicles. Clients invest through separately managed accounts, in one of the mutual funds the Adviser is an advisor or sub-advisor to, or the collective investment trust managed by the Adviser. These value-oriented investment services include investing in U.S. listed equity securities within the small cap and SMID cap categories. Under certain circumstances, the Adviser may agree

to tailor advisory services to the individual needs of clients. Currently, the Adviser tailors its advisory services in the following manner: the Adviser offers customized restrictions for certain accounts that do not wish to invest in certain industries, have specific securities they do not want to own, or have other account-specific restrictions they may wish to have applied to their account. The Adviser participates in wrap fee programs as a portfolio manager. The Adviser may also participate in model-based Managed Accounts Programs. In such programs, the Adviser shall provide the Program Sponsor non-discretionary investment advice through model portfolios. As of April 30, 2024, the Adviser had $1,469,498,073 client assets under management on a discretionary basis. Additionally, through unified managed accounts (UMAs), the Adviser provided advice on $43,254,628 of assets under advisement as of May 1, 2024.