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Adviser Profile

As of Date 09/11/2024
Adviser Type - Large advisory firm
Number of Employees 18 5.88%
of those in investment advisory functions 5
Registration SEC, Approved, 09/28/2011
AUM* 231,900,000 15.11%
of that, discretionary 231,900,000 15.11%
Private Fund GAV* 0
Avg Account Size 110,851 19.18%
% High Net Worth 13.39% 5.98%
SMA’s Yes
Private Funds 0
Contact Info (51 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
274M 234M 195M 156M 117M 78M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$22,793,727 % Position14.00% $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$14,742,029 % Position9.00% $ Change-21.00% # Change-22.00%
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$10,091,993 % Position6.00% $ Change # Change
Stck Ticker922908553 Stock NameVANGUARD INDEX FDS $ Position$6,953,785 % Position4.00% $ Change # Change
Stck Ticker92204A884 Stock NameVANGUARD WORLD FD $ Position$7,041,573 % Position4.00% $ Change # Change
Stck Ticker92204A108 Stock NameVANGUARD WORLD FD $ Position$6,928,723 % Position4.00% $ Change # Change
Stck Ticker92204A207 Stock NameVANGUARD WORLD FD $ Position$6,473,949 % Position4.00% $ Change # Change
Stck Ticker92204A405 Stock NameVANGUARD WORLD FD $ Position$6,977,397 % Position4.00% $ Change # Change
Stck Ticker92204A504 Stock NameVANGUARD WORLD FD $ Position$6,640,310 % Position4.00% $ Change # Change
Stck Ticker92204A603 Stock NameVANGUARD WORLD FD $ Position$7,019,459 % Position4.00% $ Change # Change

Brochure Summary