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Adviser Profile

As of Date 04/01/2025
Adviser Type - Large advisory firm
Number of Employees 17
of those in investment advisory functions 7 40.00%
Registration SEC, Approved, 09/28/2011
AUM* 241,700,000 19.97%
of that, discretionary 241,700,000 19.97%
Private Fund GAV* 0
Avg Account Size 127,278 36.84%
% High Net Worth 13.56% 7.30%
SMA’s Yes
Private Funds 0
Contact Info (51 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
274M 234M 195M 156M 117M 78M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$26,961,470 % Position17.00% $ Change18.00% # Change13.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$12,051,788 % Position8.00% $ Change-18.00% # Change-22.00%
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$9,949,152 % Position6.00% $ Change-1.00% # Change-1.00%
Stck Ticker92204A884 Stock NameVANGUARD WORLD FD $ Position$8,036,791 % Position5.00% $ Change14.00% # Change7.00%
Stck Ticker92204A108 Stock NameVANGUARD WORLD FD $ Position$8,011,019 % Position5.00% $ Change16.00% # Change5.00%
Stck Ticker922908553 Stock NameVANGUARD INDEX FDS $ Position$7,185,889 % Position5.00% $ Change3.00% # Change13.00%
Stck Ticker92204A207 Stock NameVANGUARD WORLD FD $ Position$7,163,722 % Position5.00% $ Change11.00% # Change14.00%
Stck Ticker92204A876 Stock NameVANGUARD WORLD FD $ Position$7,531,310 % Position5.00% $ Change3.00% # Change10.00%
Stck Ticker92204A405 Stock NameVANGUARD WORLD FD $ Position$7,896,354 % Position5.00% $ Change13.00% # Change5.00%
Stck Ticker92204A603 Stock NameVANGUARD WORLD FD $ Position$7,494,833 % Position5.00% $ Change7.00% # Change9.00%

Brochure Summary