Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 08/05/2011
Contact Info 914 xxxxxxx
AUM* 515,261,234 12%
of that, discretionary 0
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 9,368,386 24%
% High Net Worth 38.18% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

613M 525M 438M 350M 263M 175M 88M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees