Adviser Profile

As of Date 09/25/2026
Registration SEC, Approved, 08/23/2010
Contact Info 561 xxxxxxx
Websites
AUM* 216,378,047 28%
of that, discretionary 136,418,187 25%
Number of Employees 20 67%
of those in investment advisory functions 20 67%
Private Fund GAV* 0
Avg Account Size 121,288 2%
% High Net Worth 16.89% 34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

136M 117M 97M 78M 58M 39M 19M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary