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Adviser Profile

AUM* 2,735,571,106 -1%
of that, discretionary 2,732,024,588 6%
Number of Employees 78
of those in investment advisory functions 65 -2%
Private Fund GAV* 0
Avg Account Size 303,851 1%
% High Net Worth 65.28% 142%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 2B 2B 2B 1B 781M 390M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker53656F805 Stock NameLISTED FDS TR $ Position$115,935,661 % Position11.00% $ Change1.00% # Change1.00%
Stck Ticker53656F581 Stock NameLISTED FDS TR $ Position$46,008,109 % Position4.00% $ Change5.00% # Change5.00%
Stck Ticker53656F573 Stock NameLISTED FDS TR $ Position$34,465,111 % Position3.00% $ Change-1.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$35,688,056 % Position3.00% $ Change18.00% # Change12.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$21,061,260 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$26,188,324 % Position2.00% $ Change3.00% # Change4.00%
Stck Ticker53656F888 Stock NameLISTED FDS TR $ Position$16,948,636 % Position2.00% $ Change10.00% # Change3.00%
Stck Ticker53656F854 Stock NameLISTED FDS TR $ Position$25,399,948 % Position2.00% $ Change16.00% # Change15.00%
Stck Ticker53656F862 Stock NameLISTED FDS TR $ Position$23,558,604 % Position2.00% $ Change8.00% # Change9.00%
Stck Ticker53656F870 Stock NameLISTED FDS TR $ Position$23,668,264 % Position2.00% $ Change4.00% # Change3.00%