STERLING CAPITAL MANAGEMENT INC

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Adviser Profile
As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 3
of those in investment advisory functions 2
Registration SEC, Approved, 3/24/1997
AUM* 213,911,816 21.77%
of that, discretionary 152,603,198 24.92%
Private Fund GAV* 0 -100.00%
Avg Account Size 551,319 9.22%
% High Net Worth 15.21% -16.00%
SMA’s Yes
Private Funds 0
Contact Info 262 xxxxxxx

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
159M 136M 113M 91M 68M 45M 23M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary

Overview

A. Description of the Advisory Found it in February 1997, Sterling Capital Management, Inc., Inc. (“SCM”) is a corporation that was established in the state of Wisconsin and maintains offices in Brookfield, WI. Tom Portz, CFP, is the sole owner of Sterling Capital Management, Inc. SCM Provides investment advisory, financial planning, and consulting services to individuals, corporations, and nonprofit organizations on discretionary and on discretionary basis. B. Types of Advisory Services SCM provides investment advisory, financial planning, and consulting services to individuals, corporations, and nonprofit organizations on discretionary and on discretionary basis. C. Client Tailored
Services and Client Imposed Restrictions Clients, on the other hand, can impose reasonable restrictions on their investment portfolios. The reasonableness of a requested restriction is determined by Sterling at its sole discretion. Examples might include avoiding tobacco companies or avoiding the purchase of stock of a company that competes with the client’s employer. These restrictions should be submitted to the advisor in writing. D. Assets Under Management As of December 31, 2023, Sterling Capital Management, Inc. managed approximately $152,603,198 on a discretionary and $61,308,618 on a non-discretionary basis, totaling $213,911,816 regulatory assets under management.