Firm Description Summa Global Advisors, LLC (“Summa”) was founded in November of 2008 to provide customized portfolio management for individuals and families. We provide continuous service and advice to our clients concerning their financial situation and the investments under supervision. Based in the Portland metropolitan area, we strive to build long-term relationships with clients to achieve their financial goals and objectives. This partnership includes portfolio management, wealth management, and various aspects of financial planning. Principal Owners Summa is owned by Summa Global Holdings, Inc. (“SGH”). SGH, in turn, is owned and controlled by Henry Yu, President, and Valerie Wakefield, Vice President and Secretary, whose ownership percentages are as follows: Valerie Wakefield, 57.5%; and Henry Yu, 42.5%. Types of Services PORTFOLIO MANAGEMENT Summa adopts portfolio management processes that are consistent with the objectives and guidelines established within each client relationship. When providing individual financial advice, we take into account the client’s net worth, asset holdings, risk tolerance, time horizon, liquidity requirements, estate plan, tax liabilities, and any other relevant considerations. In addition, we may provide investment advice regarding asset allocation, income requirements, and other related matters. These services are rendered upon client request or at such times as we determine that the investment, or reinvestment, of assets is appropriate. FINANCIAL AND RETIREMENT PLANNING For clients who utilize Summa’s portfolio management services, financial and retirement planning

is included in their fees. Should a client desire financial planning only, this service is offered under a separate contract in a Financial Planning Services Agreement, billable on an hourly or project basis. Individual Client Needs and Restrictions Summa selects securities for each client to create a portfolio that meets their individual investing needs and preferences. As a result, no two accounts are exactly the same. These securities may include some or all of the following: stocks, no-load open-end mutual funds or closed-end funds (CEFs), exchange-traded funds (ETFs), master limited partnerships (MLPs), non-traded securities, individual bonds, and cash equivalents. The client may, if they wish, impose reasonable restrictions regarding investing in certain geographical locations, companies, or industries. The client may also request that we buy certain securities on their behalf or give an opinion about investing in a particular company. On occasion, Summa may suggest utilizing non-traded securities or Separate Account Managers1 in order to reach a certain financial objective, such as reducing taxes or maximizing income, or to diversify the investment strategy of a portfolio. 1 For more information, please see Separate Account Managers under Item 8 Page 7 Assets Under Management As of December 31, 2023, Summa managed $125,660,541 in discretionary assets and $13,190,246 in non-discretionary assets. Discretionary assets include accounts managed by Summa internally as well as assets managed by Separate Account Managers (SAMs).