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Adviser Profile

As of Date 05/19/2026
Registration SEC, Approved, 04/30/2009
ADV Location PORTSMOUTH, NH, United States
Contact Info (60 xxxxxxx
Websites
AUM* 813,362,197 5%
of that, discretionary 813,362,197 5%
Number of Employees 9 13%
of those in investment advisory functions 7 40%
Private Fund GAV* 0
Avg Account Size 1,155,344 3%
% High Net Worth 59.20% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

813M 697M 581M 465M 349M 232M 116M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name LEONE, MCDONNELL & ROBERTS Filing Date06/05/2025 Form ADV-E View Report
Accounting Firm Name LEONE, MCDONNELL & ROBERTS Filing Date05/06/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$31,773,053 % Position5.00% $ Change26.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$25,228,250 % Position4.00% $ Change12.00% # Change-2.00%
Stck Ticker46654Q633 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$27,116,699 % Position4.00% $ Change7.00% # Change6.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$27,711,186 % Position4.00% $ Change0.00% # Change0.00%
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$19,497,137 % Position3.00% $ Change102.00% # Change-5.00%
Stck Ticker464287523 Stock NameISHARES TR $ Position$16,442,543 % Position3.00% $ Change90.00% # Change-3.00%
Stck Ticker55286W405 Stock NameMFS ACTIVE EXCHANGE TRADED F $ Position$21,548,727 % Position3.00% $ Change15.00% # Change5.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$21,364,560 % Position3.00% $ Change0.00% # Change-13.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$17,253,801 % Position3.00% $ Change33.00% # Change2.00%
Stck Ticker87283Q826 Stock NameT ROWE PRICE EXCHANGE-TRADED $ Position$22,918,115 % Position3.00% $ Change24.00% # Change4.00%

Brochure Summary