GOODMAN FINANCIAL CORPORATION

other names
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Adviser Profile
As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 24 4.35%
of those in investment advisory functions 16 23.08%
Registration SEC, Approved, 06/21/2002
Other registrations (1)
AUM* 698,591,022 20.43%
of that, discretionary 698,591,022 20.43%
Private Fund GAV* 788,870 60.80%
Avg Account Size 894,483 13.95%
% High Net Worth 72.73% 4.26%
SMA’s Yes
Private Funds 1
Contact Info 713 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Recent News

Reported AUM

Discretionary
Non-discretionary
593M 508M 424M 339M 254M 169M 85M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count1 GAV$788,870

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78463X889 Stock NameSPDR PORTFOLIO DEVELOPED WORLD EX-US ETF $ Position$29,400,530 % Position7.00% $ Change # Change
Stck Ticker92206C409 Stock NameVANGUARD SHORT-TERM CORPORATE BOND ETF $ Position$26,113,701 % Position6.00% $ Change # Change
Stck Ticker78464A698 Stock NameSPDR S&P REGIONAL BANKING ETF $ Position$21,019,252 % Position5.00% $ Change # Change
Stck Ticker55024U109 Stock NameLUMENTUM HLDGS INC COM $ Position$16,454,990 % Position4.00% $ Change # Change
Stck Ticker219948106 Stock NameCORPAY INC COM SHS $ Position$16,195,802 % Position4.00% $ Change # Change
Stck Ticker023135106 Stock NameAMAZON.COM $ Position$16,085,766 % Position4.00% $ Change # Change
Stck Ticker80689H102 Stock NameSCHNEIDER NATIONAL INC CL B $ Position$14,845,949 % Position3.00% $ Change # Change
Stck Ticker000957100 Stock NameABM INDS INC COM $ Position$14,785,567 % Position3.00% $ Change # Change
Stck Ticker72651A207 Stock NamePLAINS GP HLDGS L P LTD PARTNR INT A $ Position$14,675,467 % Position3.00% $ Change # Change
Stck Ticker192446102 Stock NameCOGNIZANT TECH SOLUTIONS CORP $ Position$14,635,211 % Position3.00% $ Change # Change

Brochure Summary

Overview

Goodman Financial Corporation (“Goodman Financial,” “the Firm,” “our,” or “we”) is an independent investment management firm that provides investment advice and portfolio management services on a continuing basis, including the appropriate allocation of managed assets among cash, bonds, stocks, exchange-traded funds, and mutual funds and the selection of specific securities that will provide diversification and help meet the client's stated investment objectives. Goodman Financial Corporation is a corporation controlled by Steve Goodman and has provided investment advice and portfolio management services since 1989. The primary shareholder of the Firm is Steve Goodman. Though Goodman Financial provides investment advice regarding all types of securities, our focus is on building client investment portfolios through the purchase of individual bonds and equities in order to provide better tax efficiency and avoid the layering of fees. Clients can impose investment guidelines or restrictions on investing in certain securities
or types of securities, thus limiting the scope of potential investments. When selecting securities and determining amounts to invest, we observe the investment guidelines and restrictions of the client. In addition to investment advisory services, we also provide targeted financial advisory services on an as-needed basis. The financial advisory services include, but are not limited to, cash flow planning, retirement needs analysis, tax-efficient distribution strategies, gift and estate planning, employee benefits planning, annuity and insurance (life, disability, and long-term care) reviews, and education planning. In very limited circumstances, these services may also be offered separately from our investment advisory services at the discretion of Goodman Financial. In such cases, a separate agreement is executed which documents the corresponding provisions and fees. As of December 31, 2023, we have $698,591,022 in assets under management. All of these assets are managed on a discretionary basis. Page 4 of 26 Item 5 - Fees and Compensation