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Adviser Profile

As of Date 04/24/2026
Registration SEC, Approved, 06/21/2002
Other registrations (1)
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 915,932,762 31%
of that, discretionary 912,532,031 31%
Number of Employees 26 8%
of those in investment advisory functions 16
Private Fund GAV* 0
Avg Account Size 1,003,212 12%
% High Net Worth 71.88% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

913M 782M 652M 521M 391M 261M 130M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92206C409 Stock NameVANGUARD SHORT-TERM CORPORATE BOND ETF $ Position$37,796,596 % Position6.00% $ Change8.00% # Change9.00%
Stck Ticker92206C771 Stock NameVANGUARD MORTGAGE-BACKED SECURITIES ETF $ Position$34,304,334 % Position5.00% $ Change9.00% # Change9.00%
Stck Ticker90385V107 Stock NameULTRA CLEAN HLDGS INC COM $ Position$31,819,778 % Position5.00% $ Change64.00% # Change-28.00%
Stck Ticker65290E101 Stock NameNEXTPOWER INC CLASS A COM $ Position$25,093,610 % Position4.00% $ Change-16.00% # Change-15.00%
Stck Ticker594918104 Stock NameMICROSOFT $ Position$22,011,817 % Position3.00% $ Change7456.00% # Change7398.00%
Stck Ticker922020805 Stock NameVANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF $ Position$21,162,552 % Position3.00% $ Change51.00% # Change50.00%
Stck Ticker922040845 Stock NameVANGUARD 0-3 MONTH TREASURY BILL ETF $ Position$21,064,770 % Position3.00% $ Change2497.00% # Change2496.00%
Stck Ticker72651A207 Stock NamePLAINS GP HLDGS L P LTD PARTNR INT A $ Position$20,246,760 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker023135106 Stock NameAMAZON.COM $ Position$20,119,183 % Position3.00% $ Change17.00% # Change2.00%
Stck Ticker717081103 Stock NamePFIZER INC COM $ Position$17,975,867 % Position3.00% $ Change0.00% # Change16.00%

Brochure Summary