Adviser Profile

As of Date 04/15/2026
Registration SEC, Approved, 11/07/1986
ADV Location KNOXVILLE, TN, United States
Contact Info 865 xxxxxxx
Websites
AUM* 797,724,935 33%
of that, discretionary 779,202,839 32%
Number of Employees 9 13%
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 821,550 12%
% High Net Worth 55.92% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

779M 668M 557M 445M 334M 223M 111M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name FRAZIER & DEETER Filing Date01/28/2026 Form ADV-E View Report
Accounting Firm Name FRAZIER & DEETER Filing Date09/26/2024 Form ADV-E View Report
Accounting Firm Name FRAZIER & DEETER Filing Date10/20/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$118,804,581 % Position16.00% $ Change # Change
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$83,496,339 % Position11.00% $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$61,872,597 % Position8.00% $ Change11.00% # Change-4.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$48,680,979 % Position7.00% $ Change7.00% # Change7.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$40,502,565 % Position6.00% $ Change12.00% # Change-2.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$32,520,575 % Position4.00% $ Change # Change
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$31,237,224 % Position4.00% $ Change22.00% # Change23.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$21,794,643 % Position3.00% $ Change8.00% # Change8.00%
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$19,017,880 % Position3.00% $ Change # Change
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$22,684,873 % Position3.00% $ Change10.00% # Change-1.00%

Brochure Summary